Search for: "Matter of Rules Adoption"
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23 Nov 2020, 8:05 pm
The rule amendments are ultimately adopted by the U.S. [read post]
11 Sep 2023, 9:01 pm
Despite the adopting release for the Final Rules (the “Adopting Release”) clocking in at an impressive 660 pages, a number of interpretive questions remain about the scope and content of the reports. [read post]
7 Jun 2020, 9:01 pm
., right outside the White House, that attests to the fact that Black Lives Matter. [read post]
5 Apr 2023, 4:00 am
Suit was filed this week in an Oregon federal district court challenging a rule of the state's Department of Human Services that persons seeking to adopt children must agree to accept and support the sexual orientation and gender identity of any child placed with them. [read post]
3 Jan 2019, 6:34 am
Securities and Exchange Commission (SEC) has adopted new rules that companies should consider as they prepare year-end reports and other filings. [read post]
15 Jul 2013, 5:00 am
,On July 10, 2013, the CFPB issued a final version of modifications proposed in April 2013 to mortgage rules adopted in January 2013. [read post]
27 May 2015, 12:02 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:William Galvin, the Massachusetts securities regulator, has filed a lawsuit against the SEC to overturn a recently adopted rule that he claims curtails state oversight of stock offerings by small and emerging companies.In April, the SEC adopted Regulation A+. [read post]
30 Mar 2012, 2:00 am
The SEC itself has adopted rules for its own rule making activities. [read post]
19 Jul 2016, 9:00 am
In a move that will make Securities and Exchange Commission administrative proceedings look more like civil litigation in federal court, on July 13, 2016, the SEC announced that it had adopted amendments to its rules of practice. [read post]
21 Jan 2024, 9:05 pm
Since the adoption of the rule, 10b5-1 plans have become increasingly common: By one estimate, in 2019 more than half of S&P 500 companies had executives who used Rule 10b5-1 plans.[1] Over the years there has been considerable concern that insiders could be abusing the Rule 10b5-1 safe harbor by adopting last minute trading plans, adopting multiple trading plans, or even cancelling plans that turned out to be unprofitable. [read post]
28 Jan 2011, 4:47 am
Since the majority vote standard is now required, it is therefore possible that no single frequency choice will receive a majority of votes and as a result, such companies may not be able to exclude subsequent shareholder proposals regarding Say-on-Pay matters even if they adopt a policy on frequency that is consistent with the plurality of votes cast. [read post]
13 Jul 2018, 5:08 am
On June 7, 2018, the SJC adopted an order that amends the Rules of the Supreme Judicial Court, and in particular, Massachusetts Rules of Professional Conduct, adding Rule 1.15A regarding client files. [read post]
19 Apr 2010, 7:56 am
The state will probably appeal this decision, but the trial judge’s ruling makes a good start to the case. [read post]
19 Mar 2012, 6:26 am
Last Thursday, the SEC ruled In the Matter of the Application of International Power Group, Ltd. for review of action taken by Depository Trust Company or DTC. [read post]
16 Nov 2023, 12:15 pm
Companies are adopting business structures specifically designed to maintain control over workers, [often inserting] second and third-level intermediaries between themselves and workers. [read post]
21 Jun 2012, 1:22 pm
Schapiro, “This rule will help to enhance the board's decision-making process on executive compensation matters, particularly the selection, engagement and oversight of compensation advisers, and will provide more transparency with respect to conflicts of interest of consultants engaged by boards. [read post]
16 Sep 2008, 2:47 pm
In a complicated ruling issued on September 12, the Court of Appeals of Kentucky, an intermediate appellate court, ruled that Judge Eleanore Garber of the Jefferson Family Court erred when she granted joint custody and a second parent adoption at the behest of a lesbian couple in 2004, but that the birth mother's attempt to have the adoption ruling nullified was barred by the statute of limitations. [read post]
14 Apr 2013, 6:46 pm
Moreover, if the court follows the Agency's reasoning and dismisses the Maternal Aunt's adoption petition, as a matter of law, the subject child. may be left in the limbo of foster care, without an adoptive resource. [read post]
28 Apr 2014, 9:01 pm
Surrogacy in New York and the Ruling in In the Matter of J.H.C.C. [read post]
17 Aug 2012, 6:05 am
As to matters not covered by these Rules, the existing law remains in effect. [read post]
