Search for: "Matter of Trader"
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12 Jan 2009, 9:00 am
We can only speculate on the reasons for the decision but we present some of our thoughts on the matter. [read post]
6 Oct 2011, 2:00 am
Upon receiving a large trader’s Form 13H, the SEC will assign the large trader a unique large trader identification number. [read post]
7 Jun 2011, 7:47 am
Expert-network firms arrange phone calls and meetings for a fee between public-company employees freelancing as consultants, and hedge-fund analysts and traders seeking an investing edge. [read post]
21 Apr 2016, 11:39 am
Car Find (Pty) Ltd ("Car Find") successfully approached the high court in Johannesburg on an urgent basis to restrain Car Trader (Pty) Ltd ("Car Trader") from using the trade mark CAR FIND on their website to denote a link to Car Find’s website. [read post]
10 Jan 2014, 7:33 pm
This afternoon, attorneys offered opening arguments in the trial of Mathew Martoma, one of the SAC Capital traders who allegedly engaged in inside trading. [read post]
6 Oct 2009, 1:00 am
Such a move, the most intrusive yet into corporate compensation, would mark the government's first effort to curb the take-home pay of everyone from auto executives to financial traders. [read post]
7 Aug 2009, 3:25 am
A directions hearing with preliminary matters takes place on 19 June. [read post]
25 Mar 2008, 4:20 am
Plaintiffs sued under California's Unfair Competition Law and Consumer Legal Remedies Act.Defendants included Albertson's, Safeway, Kroger, Trader Joe's, Whole Foods, Costco, and others. [read post]
18 May 2012, 8:17 am
The rules put a limit on the number of contracts a trader can have. [read post]
9 Apr 2024, 9:36 pm
Further, the lack of expertise by the members of the Bar in private international law-related matters and choice of law rules implies that most, if not all, foreign-related civil and commercial matters would be governed by Indian law in its capacity as the lex fori. [read post]
13 Jul 2010, 5:01 am
According to the allegations underlying the class action complaint, plaintiffs bought and sold natural gas futures and options on the New York Mercantile Exchange (NYMEX), and sought “to represent a class of natural gas futures and options contracts traders. [read post]
1 Aug 2017, 10:22 pm
Four years later it was appealed to the CJEU which has finally resolved the matter another 18 months on. [read post]
15 Jul 2011, 12:14 pm
While the rules have been finalized, implementation is another matter, and there is no deadline for that action. [read post]
20 Jul 2009, 12:19 pm
I believe this invitation is especially noteworthy given that I am a free trader. [read post]
17 Aug 2012, 10:18 am
After 31 years facing federal authorities on behalf of clients in cases across the United States, I have tremendous respect for the attorneys, investigators, and agents who bring these matters before the court. [read post]
30 May 2016, 9:00 pm
The drafters have noticed this obvious problem and inserted a pertinent clause into Article 1 no. 5 of the proposal, which reads: “This Regulation shall not affect acts of Union law concerning judicial cooperation in civil matters. [read post]
8 Sep 2020, 9:39 am
He combines that knowledge with an understanding of how the SEC investigates these matters, having served as a former Senior Counsel in its Enforcement Division and as a Special Assistant U.S. [read post]
29 May 2008, 7:04 pm
According to their letter, “Bennett has helped to advance our understanding about matters within Refco, providing insights not readily discernable from our ongoing review of documents or cross-examination of deposition witnesses who are almost universally aligned with the defendants. [read post]
12 Apr 2013, 9:13 am
There might be gains from rethinking subject matter of TM law and non-subject matter. [read post]
16 Aug 2014, 7:44 am
Much to everyone's surprise, the third quarter press release appeared in the browser.Analyst told sales trader, sales trader told customer, customer purchased. [read post]
