Search for: "Matter of Trader" Results 261 - 280 of 1,412
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28 Apr 2020, 9:08 pm by Geo Quinot
These regulations are the main instrument of the government’s COVID-19 response, authorizing members of Cabinet to “issue directions to address, prevent, and combat the spread of COVID-19 in matters falling within his mandate. [read post]
24 Apr 2020, 6:32 am by Etelka Bogardi (HK) and Amy Chung
The SFC has expressed concerns that management companies and market makers of ETFs may not be sufficiently prepared to respond to operational disruptions caused by COVID-19, following an incident where a sole market maker of an ETF had to temporarily suspended its market making functions after certain traders were placed under mandatory quarantine. [read post]
30 Mar 2020, 2:22 pm by Steve Parker
Instead, they are designed to be used by traders to implement risk hedges on an intra-day basis. [read post]
24 Mar 2020, 9:30 pm by Mitra Sharafi
This pathbreaking work explores the connection between trade and institutional change and shows why organizational innovation mattered to Europe’s economic emergence. [read post]
16 Mar 2020, 1:54 pm by Kevin LaCroix
First Derivative Traders, 564 U.S. 135 (2011), which held that only those who make a misstatement can be held liable under the subsection of the rule that directly addresses false and misleading statements. [read post]
12 Mar 2020, 6:01 pm by MOTP
This means that the movant must demonstrate that there are no genuine and material fact disputes and that it is entitled to summary judgment as a matter of law. [read post]
10 Mar 2020, 12:06 pm
  As an ideological matter, it became increasing necessary to legitimate the success of the Chinese Marxist-Leninist Model, not merely by its success as an economic project, but as an ideological project as well. [read post]
27 Feb 2020, 11:42 am by Dan Harris
The position is not consistent with law and is  completely unacceptable as a commercial matter. [read post]
7 Feb 2020, 7:53 am by Shannon O'Hare
The Law declared a public emergency in, amongst others, economic, financial, fiscal and administrative matters. [read post]
19 Jan 2020, 12:48 pm by Mitu Gulati
As a practical matter, in terms of the playbook of the modern sovereign debt restructurer, Hamilton’s admonition seems to have held sway. [read post]
8 Jan 2020, 6:39 am by Eric Penzer
The first such principle is that the attorney client privilege belongs to the client and, generally speaking, only the client can waive the privilege (see generally Manufacturers and Traders Tr. [read post]
5 Jan 2020, 2:25 pm by JD Hull
Again, with each of these traits, it's a matter of degree. [read post]
2 Jan 2020, 11:35 pm
Kat friend Darryl Ho discusses how the matter was recently handled under the always interesting trademark jurisprudence in Singapore. [read post]
31 Dec 2019, 8:13 am by CFM Admin
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
19 Dec 2019, 1:23 pm by Kevin LaCroix
How will I ever be able to retire on a golf course unless I’m a great trader or lucky enough to buy the next Bitcoin? [read post]
17 Dec 2019, 12:53 pm by Greg Jordan
Jordan, Attorney Jordan represents both employers and employees in all types of Texas employment lawsuits and arbitration matters. [read post]
17 Dec 2019, 5:00 am by John Jascob
Morgan precious metal traders Michael Nowak and Gregg Smith which charges the defendants with engaging in illegal spoofing activities. [read post]
13 Dec 2019, 12:53 am by Doug Cornelius
The highlight was a visit to the Forensics Lab, a copper-lined room where the SEC extracts data from cell phones and computers from traders and others who may be engaged in suspicious activity. [read post]
10 Dec 2019, 6:59 am by John Jascob
Accordingly, the defendants asserted they were entitled to judgment as a matter of law.Subsequent developments support granting the summary judgment. [read post]
6 Dec 2019, 7:10 am by Shannon O'Hare
  KEY POINTS FOR TRADERS Generally no licence is required for fund investors lending to Australian borrowers. [read post]