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28 Nov 2023, 10:19 am
FINRA BrokerCheck Report – Hector Hernandez According to this FINRA BrokerCheck report, Hector Hernandez was affiliated with the following firms during his career, among others: 12/22/2021 – 04/08/2022, PEAK BROKERAGE SERVICES, LLC (CRD#:157045), San Antonio, TX, B, 07/18/2012 – 12/17/2021, MONEY CONCEPTS CAPITAL CORP (CRD#:12963), Shavano Park, TXB, 10/09/2008 – 07/06/2012, NEXT FINANCIAL GROUP, INC. [read post]
28 Nov 2023, 7:42 am
Jermaine Benjamin (CRD# 6152653, Jermaine K Benjamin, Jermaine Kahlil Benjamin) is a former registered broker and investment advisor last employed by Raymond James Financial Services, Inc. [read post]
28 Nov 2023, 6:00 am
Assn., Inc. [read post]
28 Nov 2023, 6:00 am
Assn., Inc. [read post]
27 Nov 2023, 7:44 am
His previous employers included Oriental Financial Services Corp. [read post]
27 Nov 2023, 3:00 am
A lucky community member will be selected as the winner each Monday from December 4th to December 18th. [read post]
22 Nov 2023, 6:09 am
In January 2023, the president role passed to a senior member of Poirier’s team. [read post]
21 Nov 2023, 3:15 pm
That SRMC resolution Agreement followed an OCR investigating a January 4, 2012 Los Angeles Times article report that two SRMC senior leaders had met with media to discuss medical services provided to a patient. [read post]
21 Nov 2023, 3:05 am
Adam Goldberg, M.Ed., is chief strategy officer for LifeSpeak Inc. [read post]
20 Nov 2023, 9:01 pm
.), the BLMIS trustee brought fraudulent- transfer claims, seeking to avoid and recover direct and subsequent transfers of alleged customer property against (a) two related offshore feeder funds (Funds) that were the initial transferees from BLMIS and (b) a number of European banks, brokers, and related persons that were the subsequent transferees (Subsequent Transferees)and had acted as advisers and service providers to the Funds.21 The Funds received nearly $500 million from BLMIS within… [read post]
20 Nov 2023, 4:21 am
” Approximately two years later, Alvarez and Marsal paid the corporation $1 million for its design services. [read post]
18 Nov 2023, 1:50 pm
If they live outside the state, the service should occur within 90 days of filing. [read post]
15 Nov 2023, 1:28 pm
Separately, federal law also permits tribes to negotiate their contracts with the IHS to allow the tribe to bill its members’ insurance (whether private insurance, federal Medicare or Medicaid, workers’ compensation, or some other kind) for the services provided. [read post]
15 Nov 2023, 6:26 am
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A. [read post]
15 Nov 2023, 1:14 am
Astronauts live and work in the modules.[6] The ISS is a “co-operative programme” between Europe, the United States, Russia, Canada, and Japan.[7] The station, which is intended to remain in orbit until 2030, orbits around the earth every 90 minutes, as the member nations collaborate towards furthering scientific knowledge.[8] Invader, “Space2” (2015). [read post]
14 Nov 2023, 9:01 pm
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A., a mining company and one of the largest iron ore producers in the world, to pay $55.9 million combined in a civil penalty,… [read post]
14 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Tuesday, November 14, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
14 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Tuesday, November 14, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
13 Nov 2023, 9:05 pm
On November 3, 2023, the 10 voting members of the Financial Stability Oversight Council (“FSOC” or “Council”)[1] voted unanimously to finalize (1) amendments to its existing interpretive guidance (“2019 Interpretive Guidance”)[2] governing the designation of nonbank financial companies for supervision by the Federal Reserve Board and application of prudential standards (“Interpretive Guidance”)[3]and (2) an “analytic… [read post]
