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19 Aug 2010, 1:47 am
Bank of America Merrill Lynch will pay $2.5 million in restitution and fines after it failed to provide discounts to customers on a type of securities sale, the brokerage industry's primary regulator said Wednesday. [read post]
7 Aug 2009, 8:56 am
Bank of America Merrill Lynch said Friday that it has hired Benjamin Perkins, the head of Pacific Growth Equities' life sciences investment banking team, as a managing director in its San Francisco office. [read post]
5 Oct 2009, 3:01 pm
strong>Morgan Stanley has hired Kevin Dunleavy from Bank of America Merrill Lynch to be a managing director in the firm's sales and trading division. [read post]
1 Jul 2009, 9:43 am
Citigroup's global head of energy mergers and acquisitions is making the move to Bank of America Merrill Lynch to become a managing director in the firm's energy practice. [read post]
14 Aug 2008, 9:29 pm
Merrill Lynch instituted a hiring freeze for the rest of the year, a move meant to help bring the firm to profitability amid its billions of dollars in losses. [read post]
7 Jan 2009, 10:48 am
Ares Management said on Wednesday that it has hired Greg Margolies, a former Merrill Lynch leveraged finance executive, as the head of the investment firm's capital markets group. [read post]
11 Jun 2009, 10:47 am
Lewis, the chief executive of Bank of America, testified before a Congressional committee on Thursday that he was pressured by the government late last year to buy Merrill Lynch. [read post]
11 Aug 2009, 5:48 am
UBS, Switzerland's largest bank by assets, hired more than 20 senior bankers from competitors including Merrill Lynch and Goldman Sachs Group to strengthen its fixed-income division. [read post]
3 Aug 2009, 11:33 am
The SEC and Bank of America settled charges that Bank of America misled investors about billions of dollars in bonuses that were being paid to Merrill Lynch & Co. executives at the time of its $50 billion acquisition of the... [read post]
19 May 2009, 12:51 pm
Deutsche Bank has hired yet another Merrill Lynch banker, Jim Ratigan, who will become a managing director in the bank's industrial sector mergers and acquisitions group in the Americas. [read post]
18 Sep 2009, 1:54 pm
Bank of America's controversial acquisition of Merrill Lynch now seems to be of interest to the F.B.I. and the Justice Department, a development that could mean the Charlotte, N.C. [read post]
26 Feb 2009, 1:55 pm
Ackert, a senior banker from Bank of America Merrill Lynch, to establish its transportation and infrastructure team. [read post]
19 Mar 2010, 2:21 am
Merrill Lynch tipped off U.S. regulators like the Securities Exchange Commission and the Federal Reserve that Lehman Brothers was playing with how it booked its capital in 2008, The Financial Times reported. [read post]
30 Mar 2011, 5:01 am
A former Merrill Lynch executive, Ahmass Fakahany, has been awarded $1.2 million in compensatory damages in an employment-related claim against the Wall Street investment bank. [read post]
15 Nov 2007, 9:01 am
Thain at Merrill Lynch signals a change not only in the firm’s focus, as it struggles to recover from the trading losses incurred under E. [read post]
21 May 2024, 9:01 am
On April 30, 2024, a class action was filed against Merrill Lynch in the Western District Court of North Carolina to recover the deferred compensation that Merrill Lynch cancelled upon Plaintiffs’ voluntary resignation. [read post]
4 Jan 2008, 1:29 pm
Mac Gardner, head of global wealth management Americas at Merrill Lynch and very close friend of former chief executive E. [read post]
24 Jun 2016, 1:12 pm
News media outlets have reported that Merrill Lynch clients have lost most of their investments in a $150 million fund. [read post]
1 Mar 2022, 3:16 pm
FINRA warned Merrill in 2013 about problems with its monitoring of customer fund transfers, according to the settlement letter, as quoted in Advisor Hub and FINRA rulings. [read post]
24 Aug 2009, 12:49 pm
" Second: The intention of Merrill Lynch & Co., Inc. [read post]
