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22 Mar 2021, 1:22 am
The investment options in this sector could be the traditional investments like the equities and stocks of energy companies or other alternative investments like mutual funds, exchange traded funds or even the energy commodities themselves. [read post]
22 Mar 2021, 1:22 am
The investment options in this sector could be the traditional investments like the equities and stocks of energy companies or other alternative investments like mutual funds, exchange traded funds or even the energy commodities themselves. [read post]
16 Mar 2021, 9:01 pm
A Florida representative wants federal funding to address the harms from hurricanes; a Michigan representative seeks funding to help transition the auto industry to electric vehicles; a New York representative proposes better federal oversight of Wall Street; etc. [read post]
15 Mar 2021, 8:08 am
For example, owners of foreign bank accounts, mutual funds, and brokerage accounts may need to submit a Report of Foreign Bank and Financial Accounts (FBAR) to the IRS. [read post]
9 Mar 2021, 3:00 am
Most private equity funds rely on the Securities Act of 1933 (“Securities Act”) Regulation D Rule 506– the private offering exemption as well the exemptions pursuant to ICA Sections 3(c)(1) or 3(c)(7). [read post]
2 Mar 2021, 6:21 am
This option is the simplest for the contractor, and it obviates the need for a contractor to provide the funds for the materials up front. [read post]
2 Mar 2021, 6:21 am
This option is the simplest for the contractor, and it obviates the need for a contractor to provide the funds for the materials up front. [read post]
2 Mar 2021, 6:21 am
This option is the simplest for the contractor, and it obviates the need for a contractor to provide the funds for the materials up front. [read post]
17 Feb 2021, 11:47 am
Both leaders indicated their willingness to work together on issues of mutual concern, including climate change and fighting the coronavirus. [read post]
27 Jan 2021, 2:13 am
The Court ruled out an interpretation not congruent with that in Art. 8 (2) Rome II (applicable law) or Art. 7 no. 2 Brussels Ia (international jurisdiction for national trademarks). [read post]
22 Jan 2021, 2:06 pm
Contact us[contact-form-7] Invested with Michael Magill? [read post]
22 Jan 2021, 2:06 pm
Contact us[contact-form-7] Invested with Michael Magill? [read post]
22 Jan 2021, 11:43 am
Miller also failed to take action after the CCO informed him that one of the registered representatives was excessively trading mutual fund “A” shares. [read post]
18 Jan 2021, 8:45 am
FINRA began an investigation on 3/7/2019 after receiving an “external tip. [read post]
11 Jan 2021, 8:19 am
Third, taxing trades might result in investors holding on to the securities to avoid the tax, regardless of whether they should actually be holding on to them.[7] Disincentivizing trading is not ideal as economists generally think of trades as highly valuable activity that benefits both parties. [read post]
10 Jan 2021, 1:23 pm
Harmonising integration processes across the Union and providing targeted funding to facilitate same was also recommended.[22] Reference was further made in passing to the possibility of adopting a directive facilitating the recognition of qualifications of third-country nationals.[23] While it is clear that these recommendations are of value, it remains to be seen whether they will be acted upon by the EU and its member states. [read post]
8 Jan 2021, 5:52 am
Gottfried, Morgan, Lewis & Bockius LLP, on Sunday, January 3, 2021 Tags: COVID-19, Hedge funds, Institutional Investors, Mergers & acquisitions, Mutual funds, Private funds, Shareholder activism Preparing for Shareholder Activism in 2021 Posted by Paul Tiger, Sebastian Fain, and Elizabeth K. [read post]
7 Jan 2021, 2:47 pm
OCIE Examination Priorities On January 7, 2020, the SEC’s Office of Compliance Inspections and Examinations (“OCIE”) started off the year by announcing its examination priorities. [read post]
4 Jan 2021, 1:29 pm
The position begins in January 2021 and will last for twelve months, with the possibility of an eight-month extension by mutual agreement. [read post]
30 Dec 2020, 9:25 am
That arrangement allowed Pruco to avoid paying certain transaction fees for client purchases of mutual funds. [read post]
