Search for: "National Securities Clearing Corporation"
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28 Jul 2007, 11:16 am
There's a clear trend towards strengthening personal privacy rights, as evinced by a slew of federal and state legislation, such as the Federal Information Security Management Act and California's SB 1386. [read post]
3 Nov 2011, 12:43 pm
CTJ's most recent study makes clear that US multinationals have no trouble competing due to taxes. [read post]
3 Sep 2020, 7:51 am
National Securities Corporation Paula Collins TIAA-CREF Individual & Institutional Services, LLC Oppenheimerfunds Distributor, Inc. [read post]
2 Dec 2010, 4:15 am
Because some get involved with rogue nations. [read post]
23 Oct 2013, 9:31 am
• Finally, Chair White made clear that the agency does not intend to pursue smaller cases at the expense of bringing large, complicated cases. [read post]
5 Feb 2015, 8:24 am
Officer Corporal Bryon K. [read post]
27 Jul 2023, 6:56 am
On 26 July 2023, the European Securities and Markets Authority (ESMA) announced that it has withdrawn, as required by the European Market Infrastructure Regulation (EMIR), the recognition decisions of the following three central counterparties (CCPs) established in the United Arab Emirates (including the Dubai International Financial Centre): Dubai Commodities Clearing Corporation. [read post]
12 Jan 2016, 12:56 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
8 Sep 2011, 4:07 pm
He made it very clear that the cost for businesses did not outweigh the benefits to individuals. [read post]
21 Dec 2011, 12:40 am
It could represent a big win for securities plaintiffs. [read post]
3 Jan 2021, 10:02 am
It’s clear the United States government missed it. [read post]
26 Feb 2021, 7:31 am
” FinCEN may release the information only to national-security, intelligence or law-enforcement agencies who are conducing authorized investigations and to financial institutions (with customer consent) who have legally mandated anti-money-laundering or customer-due-diligence obligations. [read post]
27 Apr 2012, 4:56 am
It was clear that Magna concerned securities regulators at least from a disclosure standpoint. [read post]
15 Jul 2013, 2:18 am
It seems highly unlikely that Congress or the Supreme Court, in demanding a fair amount of evidentiary detail in securities class action complaints, intended to turn plaintiffs’ counsel into corporate ‘private eyes’ who would entice naïve or disgruntled employees into gossip sessions that might help support a federal lawsuit. [read post]
7 Dec 2018, 5:50 am
Proxy Voting and the Future of Corporations Posted by David A. [read post]
19 Jul 2022, 2:59 pm
The authors of this guest post are: Doug Greene, BakerHostetler, Leader, Securities and Governance Litigation Team; Genevieve York-Erwin, BakerHostetler, Partner; Mike Tomasulo, Baldwin Risk Partners, Managing Partner, Management Liability National Practice Leader: Emily Baxter, BakerHostetler, Associate; and Alex Karambelas, BakerHostetler, Associate. [read post]
17 Feb 2021, 8:41 am
The Corporate Transparency Act, adopted as part of the 2021 National Defense Authorization Act (the “Act”), will require certain business entities (defined as “reporting companies”) to disclose to the U.S. [read post]
3 May 2022, 1:55 am
—the U.S. exported $151 billion worth of goods to China and imported $506 billion in goods from China.[2] The large trade deficit is offset by significant Chinese investment in the U.S., usually in the form of security holdings. [read post]
20 Sep 2015, 5:25 pm
“I thank the members of the General Assembly—both Democrats and Republicans—who sent a clear message to the nation that Missouri will stand by its workers and oppose attempts by outside special interests to cut wages and weaken the middle-class. [read post]
19 Nov 2018, 8:17 am
Instead, in the post-Cold War era, national security—or, at least, U.S. national security—and international trade and investment appeared to operate on relatively independent tracks. [read post]
