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12 Dec 2023, 11:20 pm
They must ensure that each investment is suitable for the investor considering the investor’s age, risk tolerance, net worth, financial needs, and investment experience. [read post]
24 Mar 2022, 6:17 am
Steadfast stockholders also voted to approve by advisory (non-binding) vote the compensation that may be paid or become payable to the named executive officers in connection with the merger. [read post]
17 Jun 2019, 1:29 pm
Middlemarch Partners, through its subsidiary Middlemarch Securities, LLC, served as the financial advisor to Elevate in the Kayne Partners transaction. [read post]
12 Oct 2010, 2:30 am
” The more interesting issue in Simple Truths is that while the .net domain name was registered before service of a cease and desist letter the .com was after. [read post]
30 Mar 2012, 3:48 pm
Subsidiary Ceres Managed Futures LLC, the funds’ manager, had placed assets with outside trading advisers. [read post]
11 Mar 2013, 4:16 am
Cuozzo Speed Technologies LLC) the PTAB is having none of it. [read post]
1 Mar 2012, 12:30 pm
An article by Douglas Wickham of Littler details a recent decision by the Central District of California in Aqua Connect, Inc. v. [read post]
29 May 2010, 8:30 am
Jones of Page Perry LLC, “you are expected to know something about what you are selling. [read post]
12 Dec 2011, 3:34 pm
Balboa, et al, SD NY, Dec. 1, 2011)In another action, the SEC charged a hedge fund manager and its sole managing director with fraud in connection with two separate hedge funds that they managed, one of which was a fund of hedge funds. [read post]
23 Sep 2021, 8:08 am
Investment Losses The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
7 Jun 2012, 11:17 am
Watson ran and funded Cash Flow Financial LLC. [read post]
15 Dec 2021, 6:04 am
Steadfast stockholders also voted to approve by advisory (non-binding) vote the compensation that may be paid or become payable to the named executive officers in connection with the merger. [read post]
7 Oct 2013, 4:34 pm
From May 2006 until July 2010, Kelly was registered Wells Fargo Advisors, LLC. [read post]
19 Sep 2015, 7:56 pm
The papers submitted in connection with a motion for summary judgment are always reviewed in a light most favorable to the nonmoving party. [read post]
3 Feb 2016, 7:27 am
As a direct result of Van Patter’s recommendations, the customer had approximately 52 percent of his liquid net worth concentrated in high-risk alternative investments.John David Kavaler of Boston, Massachusetts. [read post]
22 Jan 2013, 4:10 am
In re Miracle Tuesday, LLC, 104 U.S.P.Q.2d 1330 (Fed. [read post]
17 Feb 2010, 12:33 pm
If one were to believe Wang, we are not relying on our statements because Congress said this is the usual method of determining net equity and it is the method that has been almost uniformly used to make the determination of net equity in the past. [read post]
19 Sep 2010, 10:39 pm
– FCA decision in Expo-Net Danmark A/S v Buono-Net Australia Pty Ltd (Patentology) It’s a plane…. it’s a bird… nah bro, it’s Superwog! [read post]
9 Mar 2020, 1:21 pm
Net impression is what matters, to a reasonable person in target audience. [read post]
12 Jul 2021, 12:29 am
Sugen LLC and Pharmacia & Upjohn Company In February 2019, the Moscow City Commercial Court granted a second compulsory license to Nativa for use of a drug named Sunitinib was protected by an Eurasian patent co-owned by Sugen LLC and Pharmacia & Upjohn Company, both of which were owned by Pfizer. [read post]