Search for: "New York Stock Exchange"
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21 Mar 2020, 3:11 pm
Securities and Exchange Commission noticed for immediate effectiveness a proposed rule filing submitted by New York Stock Exchange LLC (NYSE) to facilitate electronic auctions in light of its decision to temporarily close its New York trading…Read the Full Press ReleaseHave a securities law question? [read post]
16 Apr 2010, 10:25 am
Not news specific to Minnesota civil litigation but still of interest: The stock market is “roiling” today and the consensus appears to be that it is due to the SEC’s charges brought today against Goldman Sachs in United States District Court, Eastern District of New York. [read post]
19 Jul 2017, 2:33 pm
The company is now an independently traded firm on the New York Stock Exchange as JBGS. [read post]
9 May 2007, 7:17 am
Also, it appeared to the Court that the Attorney General was attempting to make structural reforms at the New York Stock Exchange. [read post]
15 Aug 2018, 3:03 pm
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
2 Aug 2017, 7:18 am
Calamari, Director of the SEC’s New York Regional Office.The SEC’s order finds that Cheung, who lives in Canada and Hong Kong and also goes by Dylon de lu Zhang, violated Sections 17(a)(1) and (3) of the Securities Act of 1933, Sections 10(b), 13(d), and 16(a) of the Securities Exchange Act of 1934, and Rules 10b-5(a) and (c), 13d-1, 13d-2, 16a-2, and 16a-3. [read post]
21 Feb 2024, 10:14 am
This privilege, WSJ noted, is "normally" reserved for "big investors" who can stand to hugely profit if the share prices dramatically rise after Reddit begins listing shares on the New York Stock Exchange (NYSE), which is expected to happen this March.Read 20 remaining paragraphs | Comments [read post]
18 Apr 2022, 10:31 am
In addition parallel, criminal actions have been filed in New York Southern District Court. [read post]
3 Dec 2012, 3:49 am
In a news release dated July 6, 2012, the New York Stock Exchange announced its final determination to remove CNEP from listing.As our regular readers will recall, reverse mergers involving Chinese companies was a subject of discussion at this year’s PLUS D&O Symposium. [read post]
14 Sep 2009, 10:58 am
The New York Stock Exchange announced earlier this month that it is forming an independent advisory commission to "take a comprehensive look at strengthening U.S. best practices for corporate governance and the proxy process. [read post]
12 Mar 2008, 12:41 pm
Here’s a dispatch from WSJ colleague Aaron Lucchetti Former New York Stock Exchange director Ken Langone has a way of being in the middle of a big story. [read post]
20 Dec 2016, 1:53 pm
At this point, though, it only has one deal to buy a property in New York state, and it doesn’t have any revenue or profits. [read post]
25 Feb 2021, 9:00 am
He pointed to New York’s 1905 enacted STT which resulted in the New York Times reporting that all the money would flee to other stock exchanges like Chicago’s or Philadelphia’s, rendering New York one of those "medieval cities that fall out of the course of modern commerce. [read post]
27 Oct 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new rules directing national securities exchanges, including the New York Stock Exchange and Nasdaq, to establish listing standards requiring companies to implement ”clawback” policies providing for the recovery of incentive-based compensation in the event of a required accounting restatement, and requiring companies to provide… [read post]
27 Oct 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) announced on October 26, 2022, that it has adopted new rules directing national securities exchanges, including the New York Stock Exchange and Nasdaq, to establish listing standards requiring companies to implement ”clawback” policies providing for the recovery of incentive-based compensation in the event of a required accounting restatement, and requiring companies to provide… [read post]
27 Apr 2023, 10:00 pm
Last fall, the US Securities and Exchange Commission (SEC) announced that it had adopted new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq, to establish listing standards requiring companies to implement “clawback” policies to recover incentive-based compensation in the event of a required accounting restatement. [read post]
27 Apr 2023, 10:00 pm
Last fall, the US Securities and Exchange Commission (SEC) announced that it had adopted new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq, to establish listing standards requiring companies to implement “clawback” policies to recover incentive-based compensation in the event of a required accounting restatement. [read post]
27 Apr 2023, 10:00 pm
Last fall, the US Securities and Exchange Commission (SEC) announced that it had adopted new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq, to establish listing standards requiring companies to implement “clawback” policies to recover incentive-based compensation in the event of a required accounting restatement. [read post]
27 Apr 2023, 10:00 pm
Last fall, the US Securities and Exchange Commission (SEC) announced that it had adopted new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq, to establish listing standards requiring companies to implement “clawback” policies to recover incentive-based compensation in the event of a required accounting restatement. [read post]
21 Jul 2005, 11:29 pm
[JURIST] Leading Thursday's corporations and securities law news, the New York Stock Exchange [corporate website] (NYSE) has informed the SEC of its intentions to merge with electronic exchange unit Archipelago [corporate website] and form a publicly traded company. [read post]
