Search for: "New York Stock Exchange"
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1 Mar 2023, 9:01 pm
On February 22, 2023, the New York Stock Exchange and the Nasdaq Stock Market released their respective versions of a proposed rule that implements the SEC’s clawback rule mandated by Section 954 of the Dodd-Frank Act. [read post]
1 Mar 2023, 10:35 am
Call New York Securities Lawyers at 212-509-6544. [read post]
1 Mar 2023, 7:55 am
When you buy a stock, it’s on the NASDAQ or the New York Stock Exchange. [read post]
26 Feb 2023, 10:09 am
Further, the complaint cites comments regarding conflicts of interest made by some of Google’s executives, who compared the control of AdX to Goldman Sachs owning the New York Stock Exchange. [read post]
23 Feb 2023, 9:01 pm
He falsely claimed that My Big Coin was backed by gold and could readily be exchanged for real money – but instead spent investor funds on artwork and jewelry. [read post]
23 Feb 2023, 2:15 pm
The complaint also alleges that nothing in the Proxy Prospectus disclosed the “protracted process the Plaintiff and the class members would need to endure to get their freely tradable New NOTC stock,” nor was there “any disclosure or warning of the any risk that Plaintiff and class members would not get their freely tradable New TOC common stock” on the effective date of the business combination. [read post]
23 Feb 2023, 11:35 am
Call New York Securities Lawyers at 212-509-6544. [read post]
21 Feb 2023, 7:04 am
Its shares trade on the New York Stock Exchange (NYSE), and its largest shareholders include other major investment firms like The Vanguard Group, BlackRock Fund Advisors, and Berkshire Hathaway, Inc. [read post]
20 Feb 2023, 9:05 pm
Indeed, when the SEC adopted Regulation FD prior to its adoption of the Form 8-K amendments, the commission required that the subject company make disclosure “as soon as reasonably practicable (but in no event after the later of 24 hours or the commencement of the next day’s trading on the New York Stock Exchange) … after [a] senior official knows, or is reckless in not knowing, [that the information that was… [read post]
17 Feb 2023, 5:06 am
FINRA came about on July 30th, 2007, from the consolidation of the NASD (National Association of Regulatory Authority) and the member regulation, enforcement and arbitration operations of the New York Stock Exchange (NYSE). [read post]
17 Feb 2023, 3:00 am
But They Barely Utter His Name.Yahoo News – Jonathan Weisman and Maggie Haberman (New York Times) | Published: 2/15/2023 Former South Carolina Gov. [read post]
14 Feb 2023, 9:52 am
Tesla’s stock price soared following the initial tweets, but then declined by almost 9%, erasing over $5 billion in market capitalization, following a New York Times article reporting funding had not been secured. [read post]
14 Feb 2023, 7:02 am
Headquartered in Midtown Manhattan, it is listed on the New York Stock Exchange (NYSE); and, despite a reported 10-percent pay cut due to declining profits, the firm’s CEO, James Gorman, reaped a $31.5 million salary in 2022. [read post]
6 Feb 2023, 11:15 am
Jonathan is a Partner in the Wilson Elser law firm’s New York office. [read post]
2 Feb 2023, 10:55 am
Stock goes down, I lose money. [read post]
2 Feb 2023, 5:55 am
A September 2022 New York Times investigation found that eight members of the House Armed Services Committee reported transactions in aerospace or defense stocks, and several members of the Senate Committee on Energy and National Resources hold securities in energy companies. [read post]
1 Feb 2023, 9:01 pm
As everyone in this room knows, the foundational U.S. securities laws were passed in response to the 1929 stock market crash that preceded the Great Depression. [read post]
1 Feb 2023, 6:34 am
(Tripp Mickle, New York Times). [read post]
28 Jan 2023, 7:32 am
Meanwhile, the Securities and Exchange Commission unveiled a slew of guidance and rule proposals to improve disclosures and add clarity to ESG investing, including the agency’s controversial proposal for climate risk disclosure. [read post]
18 Jan 2023, 11:41 am
I’m going to toss the baton from New York to London and you can introduce our topics and I will turn it over to you. [read post]
