Search for: "Officer Oxley"
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29 Jul 2015, 4:56 am
Ali said he was transferred to the job of “assistant to the deputy commissioner,” instructed to clear out his office, moved to what he called a “mop closet” behind the cab booking stand on the terminal baggage level at Hopkins and given “make-work” assignments such as counting trashcans. [read post]
17 Jul 2015, 3:16 pm
Officers have qualified immunity because the accommodation right claimed by the plaintiff was not clearly established. [read post]
6 Jul 2015, 9:30 pm
Federal prosecutors sought charges under the Sarbanes-Oxley Act against the boat’s captain for throwing the bounty overboard. [read post]
6 Jul 2015, 9:00 am
After the 2002 Sarbanes-Oxley Act authorized the SEC to claw back one year’s worth of incentive compensation from a CEO or CFO whenever there has been a financial restatement resulting from "misconduct," companies began voluntarily adopting clawback policies applicable to financial restatements. [read post]
5 Jul 2015, 3:28 pm
Discussion As required by the Dodd-Frank Act, these proposed rules are considerably broader than the existing executive compensation clawback requirements under the Sarbanes-Oxley Act. [read post]
1 Jul 2015, 11:56 pm
Executive officers would be credited for any amount they reimburse an issuer pursuant to Section 304 of the Sarbanes-Oxley Act of 2002 for the same compensation that would also be subject to the issuer’s clawback policy. [read post]
1 Jul 2015, 11:56 pm
Executive officers would be credited for any amount they reimburse an issuer pursuant to Section 304 of the Sarbanes-Oxley Act of 2002 for the same compensation that would also be subject to the issuer’s clawback policy. [read post]
1 Jul 2015, 11:56 pm
Executive officers would be credited for any amount they reimburse an issuer pursuant to Section 304 of the Sarbanes-Oxley Act of 2002 for the same compensation that would also be subject to the issuer’s clawback policy. [read post]
30 Jun 2015, 10:53 am
Businesses and their leaders who have held off updating their health plan compliance and expect to delay completion of these activities until the beginning of their upcoming health plan year are likely to be in for a rude awakening, however, particularly since a much underappreciated Sarbanes-Oxley style provision of the Internal Revenue Code will require employer or other group health plan sponsors to self-report, self-assess and pay stiff excise tax penalties when filing their… [read post]
23 Jun 2015, 8:49 am
In 2002 the Sarbanes-Oxley Act put the spotlight on board oversight of financial reporting. [read post]
15 Jun 2015, 3:30 am
This review is necessitated by Section 408 of Sarbanes-Oxley, which mandates that every company’s periodic disclosures must be reviewed at least once every 3 years. [read post]
20 May 2015, 7:17 am
The state’s high court also found it significant that FCPA enforcement actions have increased in the last decade after the DOJ made enforcement a priority in the post-Enron and Sarbanes-Oxley era. [read post]
3 May 2015, 10:01 pm
Sarbanes-Oxley Section 906 is a hammer over the heads of corporate chief executives and chief financial officers. [read post]
22 Apr 2015, 2:13 pm
FMR LLC, 134 S.Ct. 1158 (2014), which expanded Sarbanes-Oxley’s whistleblower protections to employees of private companies who contract with public companies. [read post]
7 Apr 2015, 2:13 pm
(Backer, Larry Catá, "The Sarbanes-Oxley Act: Federalizing Norms for Officer, Lawyer and Accountant Behavior. [read post]
6 Apr 2015, 7:34 am
International leaders such as compliance officers from Google Latin America, Dell Latin America, and GE Latin America are also on the board. [read post]
1 Apr 2015, 4:39 am
” These fears about potential future director liability claims are reinforced by the wave of lawsuits the FDIC brought against the former directors and officers of failed banks in the wake of the financial crisis. [read post]
19 Mar 2015, 3:40 am
This is the first whistleblower award to an officer. [read post]
15 Mar 2015, 2:29 pm
Another strategy is to offer solutions that allow employees to work outside of the office conveniently without having to use their personal accounts. [read post]
6 Mar 2015, 3:53 am
A line in §1519 of Sarbanes-Oxley prohibited the destruction of evidence, which was generally understood to address the evil of corporations destroying financial records that revealed criminal conduct. [read post]
