Search for: "Ontario Securities Commission"
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28 Oct 2008, 5:15 am
And this is the successor, thank goodness finally, successor of the Law Reform Commission of Ontario. [read post]
20 Aug 2019, 10:44 am
That should be every employer’s mantra following the recent decision of the Ontario Superior Court in McGuinty v. 1845035 Ontario Inc. [read post]
18 Nov 2018, 8:48 pm
The Royal Commission on Price Spreads proposed the creation of an investment securities board in 1935, and several proposals were considered throughout the 1960s. [read post]
27 Mar 2013, 3:24 pm
MacIntosh wrote to and spoke with enforcement officers of the Ontario Securities Commission attempting to prompt it to commence a formal investigation. [read post]
18 Mar 2013, 7:00 am
Executive Director of the British Columbia Securities Commission Legislation: In 2008, Patricia McLean entered into a settlement agreement with the Ontario Securities Commission regarding allegations of acts contrary to the public interest between 2000 and 2011. [read post]
24 Oct 2013, 4:00 am
Another advocate of online voting is the Ontario Human Rights Commission. [read post]
14 Apr 2009, 12:49 pm
The 50-year-old Toronto hedge fund manager has also been accused by the Ontario Securities Commission of investment fraud and cheating investors in China and Canada. [read post]
24 Jul 2016, 5:28 pm
” Ontario In a July 14, 2016 press release, the Ontario Securities Commission announced the launch of the Office of the Whistleblower, at the same time releasing a whistleblower program policy that outlines the program’s eligibility criteria and reporting procedures. [read post]
24 Mar 2008, 6:07 am
" In the quasi-criminal context, where the securities commission pursues an enforcement action in provincial court, the commission is bound to adhere to these objectives and, when adjudicating the matter, the provincial court is similarly bound. [read post]
1 Apr 2013, 12:51 am
Chaffee observed, the International Organization of Securities Commission, formed in 1983, “is unable to achieve the harmonization and centralization necessary to regulate the emerging global capital markets. [read post]
8 Feb 2011, 10:10 am
The Technical Committee of the International Organization of Securities Commissions (IOSCO) released a report last week setting out principles designed to assist market authorities when considering requirements regarding point of sale disclosure. [read post]
2 Aug 2012, 6:08 pm
The securities commissions in British Columbia, Alberta and Quebec have each issued separate blanket orders exempting certain issuers from application of Multilateral Instrument 51-105 Issuers Quoted in the U.S. [read post]
11 Jun 2013, 10:49 am
Toronto Transit Commission, 2013 ONSC 2287 (CanLII) [read post]
26 Feb 2014, 3:17 pm
On February 6, 2014, the Ontario Securities Commission (“OSC”) released OSC Staff Notice 51-722 Report on a Review of Mining Issuers’ Management’s Discussion and Analysis Guidance (the “Report”). [read post]
20 Feb 2019, 2:27 pm
As an example, the CMRA’s current mandate does not include financial incentives for whistle-blowers or an investor advisory panel, both of which are provincial initiatives implemented by the Ontario Securities Commission. [read post]
28 Apr 2014, 9:49 am
They arose in proceedings brought by the Ontario Securities Commission to have the trial judge, Justice Peter Hryn of the Ontario Court of Justice, removed from the matter because of unfavourable evidentiary rulings and what the OSC claimed was Hryn’s failure to restrain Groia’s aggressive conduct in the case. [read post]
10 Jun 2013, 11:47 am
Toronto lawyer Joe Groia is seeking to have Law Society of Upper Canada Bencher Peter Wardle removed from the panel hearing his appeal over an alleged bias related to Wardle’s firm’s actions on behalf of the Ontario Securities Commission and the LSUC. [read post]
19 Apr 2010, 10:41 am
Pending approval in Ontario by the Minister of Finance, the amendments are expected to come into force on June 30, 2010. [read post]
29 Jan 2007, 8:02 am
OTTAWA, ONTARIO, CANADA - Last week, Prime Minister Stephen Harper announced the appointment of Konrad von Finckenstein as Chair of the CRTC. [read post]
5 Sep 2013, 6:30 pm
Zungui Haixi Corporation 2013 ONSC 5490[1] This is a securities class action under the Class Proceedings Act, 1992, S.O. 1992, c. 6 and the Ontario Securities Act, R.S.O. 1990, c. [read post]
