Search for: "Oppenheimer & Co." Results 261 - 280 of 394
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5 Oct 2021, 2:14 am by Alan Rosca
He was also a registered broker and investment adviser with Oppenheimer & Co located in New York, New York from August 2005 until February 2019. [read post]
21 Apr 2021, 4:00 am by Andrew Lavoott Bluestone
“‘A claim for legal malpractice is viable, despite settlement of the underlying action, if it is alleged that settlement of the action was effectively compelled by the mistakes of counsel'” (Katsoris v Bodnar & Milone, LLP, 186 AD3d at 1505, quoting Bernstein v Oppenheim & Co., 160 AD2d 428, 430; see Gad v Sherman, 160 AD3d 622, 623). [read post]
10 Mar 2024, 7:05 pm by Yosi Yahoudai
RELATED: Robert Downey Jr. wins Oscar his first ever, for Best Supporting Actor in ‘Oppenheimer’ Earlier this year, Gosling said he was “open” to performing at the Oscars. [read post]
19 Apr 2018, 3:59 am by Andrew Lavoott Bluestone
Contrary to purported ongoing representation by decedent’s family and advisors, the record evidence demonstrates the lack of a mutual understanding that defendant would continue to represent the estate in the Devine action, even if there was a continuation of a general professional relationship (see Pellegrino v Oppenheimer & Co., Inc. [read post]
15 Jun 2009, 3:56 pm
According to Carl McDonald, health insurance industry analyst for Oppenheimer and Co., "As the co-ops are currently described, we think they would be a big positive for the managed care group [of publicly traded health insurance companies], but it seems to us that they would be destined to fail from the moment of creation. [read post]
1 Apr 2014, 3:16 pm
According to the FBI, Eydelman was a long-time employee for Oppenheimer & Co. at the time that he became entangled with Metro’s scheming, and he continued in his shady pursuits after making a move to Morgan Stanley. [read post]
2 Feb 2012, 11:16 pm
FINRA Foundation and NFL Player Engagement Team Up to Assist Players Avoid Investment Fraud, Make Smart Financial Decisions, FINRA, January 27, 2012 Former NFL player Kendrell Bell says ex-UGA coach duped him, Sports Illustrated, January 27, 2012 Couple admit to scamming football pro, others, My San Antonio, January 9, 2012 More Blog Posts: FINRA Tells Financial Firms to Heighten Supervision of Complex Products, Stockbroker Fraud Blog, February 2, 2012 SIFMA Wants FINRA to Take Tougher Actions… [read post]
20 Nov 2019, 4:27 am by Andrew Lavoott Bluestone
A legal malpractice cause of action “is viable, despite settlement of the underlying action, if it is alleged that settlement of the action was effectively compelled by the mistakes of counsel” (Bernstein v Oppenheim & Co., 160 AD2d 428, 430 [1990]; see Maroulis v Sari M. [read post]
17 Jul 2015, 5:00 am by Doug Cornelius
He has also been friends with Vladimir Eydelman, a registered representative with Oppenheimer & Co., for years. [read post]
6 Sep 2010, 11:50 pm by Randall Reese
 Schutt is represented in the cases by Greenberg Traurig, LLP as legal counsel and Oppenheimer & Co., Inc. as investment bankers. [read post]
4 Sep 2009, 2:04 pm
(NFP).She has also held positions with Salomon Smith Barney and CIBC World Markets(formerly Oppenheimer & Co., Inc.). [read post]
24 Mar 2017, 7:33 am by Renae Lloyd
Prior to that, from April 2007 to August 2011, he was registered with Oppenheimer & Co. in Jenkintown, PA. [read post]
30 Jan 2012, 11:16 pm
FINRA Foundation and NFL Player Engagement Team Up to Assist Players Avoid Investment Fraud, Make Smart Financial Decisions, FINRA, January 27, 2012 Former NFL player Kendrell Bell says ex-UGA coach duped him, Sports Illustrated, January 27, 2012 Couple admit to scamming football pro, others, My San Antonio, January 9, 2012 More Blog Posts: FINRA Tells Financial Firms to Heighten Supervision of Complex Products, Stockbroker Fraud Blog, February 2, 2012 SIFMA Wants FINRA to Take Tougher Actions… [read post]