Search for: "Oxley v. Oxley" Results 261 - 280 of 1,110
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21 Sep 2016, 6:35 am by Second Circuit Civil Rights Blog
The case was dismissed on a motion for summary judgment in the district court, but the Second Circuit reinstates the claim.The case is Sharkey v. [read post]
30 Aug 2016, 7:56 am by John Jascob
The CEO's own certifications of the company's disclosures demonstrated that he did not subjectively believe there was fraud at the company (Verfuerth v. [read post]
17 Aug 2016, 5:03 pm by INFORRM
Thus Robin Oxley of the Vote Leave campaign was prompted to opine that Juncker’s alleged remarks were ‘crass and an insult to the sacrifice those cemeteries represent’, a reading which it is quite simply impossible to square with what he actually said. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
8 Jun 2016, 8:27 am by Joy Waltemath
Parexel Int’l LLC for determining whether a Sarbanes-Oxley whistleblower’s belief is objectively reasonable (Beacom v. [read post]
31 May 2016, 3:34 am by Broc Romanek
” Public companies also face additional rules, notably those imposed by the Sarbanes-­Oxley of 2012 and the Dodd-Frank Act. [read post]
19 May 2016, 2:33 pm by Kevin LaCroix
Laphen agreed to pay a $750,000 penalty and return to CSC more than $3.7 million under the clawback provision of Sarbanes-Oxley. [read post]