Search for: "Peirce"
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29 Mar 2022, 8:14 am
Peirce said she does appreciate that there are concerns with the largest firms making markets in U.S. [read post]
10 Sep 2009, 9:10 am
In a previous post, we discussed the personal liability of business owners for the torts and business debts of the business. [read post]
19 Dec 2023, 6:12 am
”Peirce, Uyeda statement. [read post]
28 Jun 2022, 6:40 am
Summary On May 25, 2022, the Securities and Exchange Commission (the “SEC”) voted 3 to 1 [1] (Commissioner Peirce dissenting) to propose certain amendments [2] to Rule 35d-1 [3] (the “Names Rule”) under the Investment Company Act of 1940 (the “Investment Company Act”). [read post]
28 Jun 2022, 6:40 am
Summary On May 25, 2022, the Securities and Exchange Commission (the “SEC”) voted 3 to 1 [1] (Commissioner Peirce dissenting) to propose certain amendments [2] to Rule 35d-1 [3] (the “Names Rule”) under the Investment Company Act of 1940 (the “Investment Company Act”). [read post]
20 Sep 2014, 9:05 pm
SEC regs suppress small business capital formation and that’s a shame [Commissioner Daniel Gallagher via Bainbridge] Federally sponsored gripe site for financial institutions not likely to end well [Hester Peirce and Vera Soliman, Mercatus via Kevin Funnell] Alleged terror payments “routed through” sued bank also went through major New York banks, which shouldn’t be surprising [Fisher] Did mid-level managers in securitized mortgage finance know they were in a… [read post]
20 Sep 2014, 9:05 pm
SEC regs suppress small business capital formation and that’s a shame [Commissioner Daniel Gallagher via Bainbridge] Federally sponsored gripe site for financial institutions not likely to end well [Hester Peirce and Vera Soliman, Mercatus via Kevin Funnell] Alleged terror payments “routed through” sued bank also went through major New York banks, which shouldn’t be surprising [Fisher] Did mid-level managers in securitized mortgage finance know they were in a… [read post]
SEC Announces Adam Glazer as Senior Advisor to the Director of the Division of Investment Management
17 Jun 2019, 12:23 pm
Peirce since 2018. [read post]
6 Aug 2023, 9:01 pm
On July 12, 2023, the Securities and Exchange Commission (the “SEC”) voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt certain amendments to rules and forms under the Investment Company Act of 1940 (the “Investment Company Act”) intended to improve the resilience and transparency of money market funds (“MMFs”). [read post]
8 Aug 2022, 6:30 am
Summary On July 13, the SEC voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt amendments to the rules governing proxy voting advice provided by proxy advisory firms. [read post]
8 Aug 2022, 6:30 am
Summary On July 13, the SEC voted 3 to 2 (Commissioners Peirce and Uyeda dissenting) to adopt amendments to the rules governing proxy voting advice provided by proxy advisory firms. [read post]
7 Mar 2024, 1:30 am
Here are supporting statements from SEC Chair Gary Gensler, Commissioner Crenshaw, and Commissioner Lizárraga, and the dissenting statements from Commissioner Peirce and Commissioner Uyeda. [read post]
22 Jan 2021, 3:03 am
Commissioners Hester Peirce, Elad Roisman and Caroline Crenshaw issued a statement congratulating Commissioner Lee on her designation as Acting Chair. [read post]
28 Jun 2017, 5:16 am
This book is about how the philosopher Charles Sanders Peirce and the poet Wallace Stevens are insightful guides to the ideas of risk and insurance, and how Lizzie Bennet of Pride and Prejudice and Violet Effingham of Phineas Finn are masterful risk managers.... [read post]
29 Sep 2014, 4:39 am
Episode 1 - Justice Michael Kirby, the first Australian High Court judge to come out as gay and who argued forcefully, in the face of considerable opposition, for equal rights for homosexuals.Episode 2 - Gareth Peirce helped free convicted Irish bombers such as the Birmingham Six and Guilford Four, secured the release of Guantanamo Bay detainees, and for years thwarted government attempts to deport the Muslim preacher Abu Qatada. [read post]
24 Mar 2015, 9:30 pm
Peirce in 1866 and reading J.S. [read post]
12 Mar 2021, 5:59 am
Peirce and Elad L. [read post]
28 Jun 2019, 6:07 am
Peirce, U.S. [read post]
31 Jul 2020, 6:02 am
Peirce, U.S. [read post]
11 Aug 2022, 8:39 am
"Commissioners Peirce and Uyeda did not support the proposal. [read post]
