Search for: "Peirce"
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Proposed rules enhance regulation of private fund advisers and bolster cybersecurity risk management
10 Feb 2022, 9:56 am
Commissioner Peirce declined to support the proposal, calling it a "sea change. [read post]
10 Feb 2022, 6:21 am
Peirce, U.S. [read post]
10 Feb 2022, 3:32 am
In her statement, Commissioner Peirce laid out specific issues for which she would like comments: (1) Would a T+0 settlement cycle unnecessarily increase trading costs, including in some cases potentially requiring prefunding of transactions? [read post]
10 Feb 2022, 3:15 am
This one was issued on a 3-1 vote, with Commissioner Peirce issuing this dissenting statement (she wants a rule that fosters more direct & transparent cooperation between regulators & financial firms) and Chair Gensler, Commissioner Lee and Commissioner Crenshaw issuing supporting statements. [read post]
9 Feb 2022, 5:29 pm
Commissioner Peirce, as expected, was against the rule. [read post]
4 Feb 2022, 5:53 am
Peirce, U.S. [read post]
28 Jan 2022, 9:41 pm
Peirce, U.S. [read post]
28 Jan 2022, 5:47 am
Peirce, U.S. [read post]
28 Jan 2022, 3:30 am
Commissioner Peirce issued a brief dissenting statement in which she contended that “the additional requirements raised in this release go well beyond the statutory mandate of Section 953(a), are not responsive to the comment file, and do not seem warranted in light of current executive compensation practices related to company performance. [read post]
27 Jan 2022, 5:44 am
Peirce, U.S. [read post]
11 Jan 2022, 4:00 am
In their statement following the release of the most recent Reg Flex agenda, Commissioners Peirce and Roisman noted that “[l]owering these thresholds may both contradict the express will of Congress and potentially undermine our mission to facilitate capital formation. [read post]
1 Jan 2022, 4:07 pm
Peirce and Roisman slam Gary Gensler's agenda: While Chair Gary Gensler’s newly released regulatory agenda is ambitious in scope, we are disappointed with its content. [read post]
24 Dec 2021, 6:26 am
Peirce, U.S. [read post]
23 Dec 2021, 9:59 am
”Like Peirce, Roisman also had mixed feelings about the proposal. [read post]
17 Dec 2021, 5:46 am
Peirce, U.S. [read post]
17 Dec 2021, 5:46 am
Peirce, U.S. [read post]
16 Dec 2021, 6:06 am
Peirce, U.S. [read post]
16 Dec 2021, 3:15 am
Unlike the Rule 10b5-1 proposal, this one prompted a dissent from Commissioner Peirce (here’s her statement) and Commissioner Roisman (here’s his statement). [read post]
14 Dec 2021, 6:14 am
Peirce and Elad L. [read post]
14 Dec 2021, 3:15 am
In advance of tomorrow’s open meeting at which the SEC is likely to propose rule amendments addressing, among other things, 10b5-1 plans and issuer buybacks, commissioners Peirce & Roisman issued a joint statement criticizing Chair Gensler’s rulemaking agenda. [read post]
