Search for: "Portfolio Management & Investigations, LLC" Results 261 - 280 of 347
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2 Mar 2016, 12:00 pm by Kristen Bartlett
  Goyal admitted to providing Diamondback Capital Management LLC, where Todd Newman and Anthony Chiasson (defendants in Newman) were portfolio managers, with insider information from Dell employee Rob Ray. [read post]
18 Apr 2010, 4:52 am by Sam E. Antar
Instead, they told investors that all securities in the portfolio were selected by ACA Management, a third party with expertise in analyzing credit risk. [read post]
22 Mar 2023, 12:52 pm by Zamansky LLC
So it was a big mistake by the portfolio manager, people are claiming that there’s fraud here. [read post]
23 Apr 2009, 4:20 am
Perhaps, individual or groups of shareholders should be permitted to file claims in court when management and board members fail to investigate thoroughly potentially meritorious claims against third parties who cause through their negligence or wrongdoing harm to the corporation. [read post]
20 Jul 2023, 10:45 am by The White Law Group
 According to Smart Asset, the company has $17 billion in assets under management. [read post]
10 Jan 2023, 7:39 am by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
27 Apr 2016, 12:53 pm by Ben Vernia
The investigation revealed that Bennett – a service-disabled veteran who allegedly ran 229 Constructors, served as its president and oversaw its $14.4 million government-contracts portfolio – was not involved in making important business decisions for the company. [read post]
18 Jul 2009, 7:31 am
-May 2009 TRO Cases 12 34 Investigations Opened 292 358 Formal Orders 74 188 Aside from the increase in TRO cases, the increase in the number of new investigations opened and formal orders issued indicates a greater level of investigative activity. [read post]
2 Feb 2023, 10:55 am by Zamansky LLC
They’re living off a fixed income generated by their million-dollar portfolio. [read post]
5 Oct 2022, 8:34 am by Silver Law Group
GWG Recovery Options Emerson Equity LLC was the managing broker-dealer for these bonds. [read post]
2 Jul 2010, 5:12 am
(Docket Report) ITC issues final determination of no violation in certain cold cathode fluorescent lamp inverter circuits (337-TA-666) brought by O2 Micro (ITC Law Blog) ITC: Initial determination on claim construction in certain mobile telephones and wireless communication devices featuring digital cameras (337-TA-703) (ITC Law Blog)   US Patents – Lawsuits and strategic steps Apple - ALJ Gildea denies Nokia’s motion for order to show cause in certain electronic devices… [read post]
1 Jul 2010, 6:02 pm by Duncan
(Docket Report) ITC issues final determination of no violation in certain cold cathode fluorescent lamp inverter circuits (337-TA-666) brought by O2 Micro (ITC Law Blog) ITC: Initial determination on claim construction in certain mobile telephones and wireless communication devices featuring digital cameras (337-TA-703) (ITC Law Blog) US Patents – Lawsuits and strategic steps Apple – ALJ Gildea denies Nokia’s motion for order to show cause in certain electronic devices… [read post]
30 Jan 2019, 11:01 am by Draeke Weseman
Better to form an LLC at least, not only to more cleanly own the trademark, but to also remove personal liability, formalize ownership, management, and tax decisions, and adopt buy-sell provisions. [read post]
14 Feb 2012, 12:39 pm by William McGrath
Whitman, the head portfolio manager at Whitman Capital, LLC, related to alleged insider trading. [read post]
6 Jul 2021, 12:14 pm by Ajay Sarma, Christiana Wayne
Robert Holleyman, president and CEO at Crowing & Moring International LLC; Amb. [read post]