Search for: "Private Capital Investments, LLC"
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14 Nov 2021, 3:37 pm
Private lenders banded together at the recent COP26 U.N. climate summit to pledge more than $139 Trillion in private capital (.. that is more than 125% of the planet’s gross domestic product in 2021) they will lend to main street businesses, at a profit, to fund business’ implementation of government climate change policy. [read post]
9 Nov 2021, 6:32 am
His previous employers include Concorde Investment Services, LLC (CRD#:151604), Triad Advisors, Inc. [read post]
8 Nov 2021, 1:27 pm
Henrique Lucena Laidlaw & Company Morgan Stanley Lionel Scott Arive Capital Markets Cape Securities Inc. [read post]
5 Nov 2021, 4:00 am
Super PACs – more than a decade old, with an infrastructure and stream of donors to rival the political parties – and other outside organizations already have begun to invest heavily to influence the outcome of the 2022 elections. [read post]
3 Nov 2021, 12:34 pm
(CRD#:29087), Winter Haven, FL08/02/2018 – 06/20/2019, TAYLOR CAPITAL MANAGEMENT INC. [read post]
27 Oct 2021, 7:03 am
Couple’s FINRA Arbitration Claim Seeks Up to $500K in Damages A retired couple from Payson, Utah have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Woodbury Financial Services over losses they sustained while investing in GPB Capital Holdings LLC, CIM REIT, and other privately traded entities. [read post]
19 Oct 2021, 6:21 am
Rhett Bedwell is accused by investors and was investigated for unsuitably recommending investors to invest in a Ponzi scam involving Small World Capital and Graysail Capital. [read post]
13 Oct 2021, 2:29 am
GPB Holdings II LP is a private placement fund sponsored by GPB Capital Holdings, LLC, a New York-based global asset management firm. [read post]
FINRA Bars John Edgar Simmons, Jr. After Allegations Of Engaging In A Private Securities Transaction
7 Oct 2021, 12:31 pm
He was previously employed with Investors Capital Corp. [read post]
7 Oct 2021, 12:04 pm
Valuable Capital Limited, TFI Securities, The Benchmark Company, and Futures Limited were joint bookrunners for the offering with Maxim Group LLC, AMTD Global Markets, Boustead Securities LLC, Futu Inc,Fosun Hani Securities Limited, and US Tiger Securities Inc acting as co-managers. [read post]
7 Oct 2021, 11:52 am
David Gentile, the disgraced founder of GPB Capital Holdings LLC, who is facing criminal and civil fraud charges, is seeking to obtain millions of dollars from GPB. [read post]
1 Oct 2021, 8:52 am
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna (Investee)Series… [read post]
1 Oct 2021, 8:47 am
Judge Brodie has approved the challengers’ requests to appoint Hilliard & Shadowen LLP, Grant & Eisenhofer PA, Freed Kanner London & Millen LLC and Nussbaum Law Group PC to serve as co-lead class counsel, according to the docket. . . . [read post]
1 Oct 2021, 8:47 am
Judge Brodie has approved the challengers’ requests to appoint Hilliard & Shadowen LLP, Grant & Eisenhofer PA, Freed Kanner London & Millen LLC and Nussbaum Law Group PC to serve as co-lead class counsel, according to the docket. . . . [read post]
29 Sep 2021, 10:40 am
Both private and public companies engage in private placements to raise capital. [read post]
28 Sep 2021, 8:00 am
In an order issued on September 24th, 2021, the Securities and Exchange Commission (“SEC”) settled with Thomas Powell, Stefan Toth, and two entities they owned, Homebound Resources LLC (“Homebound”) and Resolute Capital Partners LTD LLC (“RCP”) on several charges of investment and securities fraud relating to oil and gas securities offerings. [1] The SEC’s order concerns a period of time from 2016 through 2019, during… [read post]
27 Sep 2021, 12:59 pm
Alvarez, managing principal at BridgeCounsel Strategies LLC. [read post]
23 Sep 2021, 1:17 pm
The fraud, involving Horizon Private Equity III, LLC was run through Woods’ registered investment advisor Livingston Group Asset Management Company, (doing business as Southport Capital). [read post]
22 Sep 2021, 8:30 am
Daniel Della Rosa Corinthian Partners, LLC Paulson Investment Company LLC Morgan Engbrecht Horace Mann Investors, Inc. [read post]
20 Sep 2021, 7:16 am
The attorneys at Gana Weinstein LLP are currently representing investors who have been the victim of the Horizon Private Equity III, LLC (Horizon) scam. [read post]
