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5 Sep 2019, 12:49 am
James Mure QC agrees with his Lordship. 1518: Lord Drummond Young raises the question of proportionality. [read post]
4 Sep 2019, 8:42 am
Raymond James served as a buyside financial advisor to TCV for this investment. [read post]
3 Sep 2019, 12:41 am
This is a live blog of the substantive hearing in the challenge brought by Joanna Cherry QC MP and others for judicial review of the Government’s ability to prorogue the UK Parliament. [read post]
13 Aug 2019, 10:21 am
Financial Advisor Eddie Lyons, Raymond James in Shreveport, LA Are you concerned about investments with Eddie Lyons in Shreveport, LA? [read post]
12 Aug 2019, 1:00 am
Sources: FINRA Default Decision against Vincent Joseph StormsFINRA Charges Raymond James’, Amerprise’s Vincent Storms with Falsifying Reports to Prevent OBA Audit Follow-UpFinra bars ex-Raymond James compliance executive for data tamperingBrokerCheck [read post]
11 Aug 2019, 7:56 am
Peter Rosendorff, & James Raymond Vreeland, The Millennium Development Goals and Education: Accountability and Substitution in Global Assessment Dan Honig & Catherine Weaver, A Race to the Top? [read post]
2 Aug 2019, 9:09 am
[contact-form-7]Contact UsShow less Frederick Markley Stow Discharged by Raymond James & Associates, Inc. [read post]
2 Aug 2019, 9:09 am
[contact-form-7]Contact UsShow less Frederick Markley Stow Discharged by Raymond James & Associates, Inc. [read post]
30 Jul 2019, 11:04 pm
Richard Raymond, then the undersecretary for food safety, was not expecting much better for the second session. [read post]
26 Jul 2019, 1:24 pm
Five of the firms that self-reported collectively paid over $30M in restitution: Raymond James Financial Services (RJF) Wells Fargo Advisors (WFC) Raymond James & Associates Wells Fargo Advisors Financial Network LPL Financial (LPLA) Several months later, Edward Jones, AXA Advisors, Janney Montgomery Scott, Stifel Nicolaus & Company (SF), and Stephens Inc. collectively agreed to pay $18M in restitution to charitable and retirement accounts, also… [read post]
22 Jul 2019, 4:40 am
We previously noted Raymond Geuss's skepticism, now here's a friendlier take from philosopher James Gordon Finlayson (Sussex). [read post]
16 Jul 2019, 6:57 pm
Only Ernest Stevens stood trial: James Stevens died, while Raymond Stevens committed suicide. [read post]
10 Jul 2019, 5:45 am
Raymond Bayley, CEO and Co-Founder, Novus Law LLC. [read post]
10 Jul 2019, 5:45 am
Congratulations to the following Fastcase 50 award recipients: Anette Aav, Director, IT Law Programme, University of Tartu Charlotte Alexander, Director, Legal Analytics Lab; Associate Professor, Georgia State University Jason Barnwell, Assistant General Counsel, Microsoft Raymond Bayley, CEO and Co-Founder, Novus Law LLC Kim Bennett, Founder, K Bennett Law Jess Birken, Founder, Birken Law Office Michael Bommarito, CEO and Co-Founder, LexPredict; Adjunct Professor of Law,… [read post]
10 Jul 2019, 4:52 am
With 34 years in the industry, he also was previously a representative for UBS Financial (UBS), Raymond James & Associates (RJF), First Union Securities, McDonald Investments Inc., Oppenheimer & Co. [read post]
9 Jul 2019, 7:48 am
Antoine, James E. and Sarah A. [read post]
3 Jul 2019, 7:11 am
” Prior to that, Jorgensen was reportedly registered with Raymond James in Smithtown, New York from February 2008 until January 2012 when he was purportedly discharged “Due to a client complaint and settlement relating to unauthorized discretion. [read post]
2 Jul 2019, 5:10 am
At the onset, Nelli looked to Raymond James Financial’s Andy Zolper, the firm’s Chief Information Security Officer and Head of Technology Infrastructure, for a rundown on the latest cyber-threats facing the broker-dealer community. [read post]
1 Jul 2019, 12:43 pm
According to FINRA Disciplinary actions for June 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Andrews, Helen Morgan Stanley Barclays Capital Inc Andreyeva, Tatyana Westpark Capital, Inc Fordham Financial Management, Inc Basarian, Gary Royal Alliance Associates, Inc Integrated Resources Equity Corp… [read post]
26 Jun 2019, 11:05 am
Memon was an analyst in the technology investment banking groups of Raymond James & Associates and Morgan Stanley & Co., where he worked with companies on capital raising activities and mergers and acquisitions.Mr. [read post]
