Search for: "Raymonde, LLC"
Results 261 - 280
of 555
Sort by Relevance
|
Sort by Date
11 Aug 2015, 5:59 am
Charles Raymond Langston III, CRL Management, LLC, and Guarantee Reinsurance, Ltd.Case Number: 13-cv-24360 (United States District Court for the Southern District of Florida)Case Filed: December 3, 2013Qualifying Judgment/Order: May 26, 2015 6/30/15 9/28/15 2015-56 SEC v. [read post]
23 Jul 2015, 6:28 pm
., May 6, 2015. [3] Nate Raymond, U.S. judge criticizes SEC use of in-house court for fraud cases, Reuters, Nov. 5, 2014, available at http://www.reuters.com/article/2014/11/05/us-sec-fraud-rakoff-idUSKBN0IP2EG20141105 (last visited July 16, 2015). [4] Sarah N. [read post]
15 Jul 2015, 11:07 am
On July 6, 2015, the Financial Industry Regulatory Authority (“FINRA”) announced that Wells Fargo Advisors, LLC, Wells Fargo Advisors Financial Network, LLC (collectively, “Wells Fargo”), Raymond James & Associates, Inc., Raymond James Financial Services, Inc. [read post]
29 Jun 2015, 6:21 am
In another FINRA arbitration case, a panel ordered Morgan Keegan (now Raymond James) to pay at least $1.59 million to former Los Angeles Lakers basketball star Horace Grant. [read post]
25 Jun 2015, 1:29 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
15 Jun 2015, 8:01 am
The Financial Industry Regulatory Authority (FINRA) entered into an agreement whereby the regulatory fined LPL Financial LLC (LPL) and fined it $10 million for broad supervisory failures in a number of key areas, including the sales of non-traditional exchange-traded funds (Non-Traditional ETFs), certain variable annuity contracts, non-traded real estate investment trusts (Non-Traded REITs) and other complex products, as well as its failure to monitor and report trades and deliver to… [read post]
21 May 2015, 10:14 am
Raymond L. [read post]
8 May 2015, 8:15 am
SCOTT PEDEN, ADVANCE TRUST & LIFE ESCROW SERVICES, L.T.A., AND PURCHASE ESCROW SERVICES, LLC v. [read post]
30 Apr 2015, 9:30 am
: Networking, happy-houring, free beer sampling from Deschutes Brewery and complimentary appetizers and desserts (that’s called “burying your lead”) Corporate sponsors: COX Business FindLaw/Super Lawyers The La Porte Wealth Strategies Group of Raymond James REDW LLC MidFirst Private Bank More information about YLD is here. [read post]
15 Apr 2015, 7:06 am
The Financial Industry Regulatory Authority (FINRA) recently barred broker Raymond Schmidt (Schmidt) due to Schmidt’s refusal to respond to requests made by the agency. [read post]
1 Apr 2015, 10:52 am
Large amounts of the proceeds of the fraudulently obtained loans were disbursed from escrow accounts to Destiny Property Management, LLC and Destiny Property Management Company, which were shell companies owned by Tibakweitira, for repairs and renovations that were never made to the properties. [read post]
23 Mar 2015, 3:32 am
It is the Court’s belief that if Raymond Tantillo acted in the manner described by Plaintiffs, he was acting in violation of his obligations under the LLC Law and would, therefore, ultimately be required to make distributions to the Plaintiffs as requested. [read post]
27 Feb 2015, 5:25 pm
The company is associated with patent attorney and prolific “inventor” Raymond Joao. [read post]
11 Feb 2015, 11:31 am
The Dissent Judge Raymond J. [read post]
24 Nov 2014, 3:32 am
According to Nate Raymond’s November 21, 2014 Reuters article about the verdict (here), the jury will return on Monday, November 24, 2014 to determine the damages to be awarded to investors. [read post]
3 Nov 2014, 1:50 pm
This post was written by Raymond Y. [read post]
24 Oct 2014, 2:12 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 Sep 2014, 7:15 am
On or about November 21, 2002, Edward Jones fired Diaz for providing inaccurate information during a supervisory review, was terminated by Raymond James Financial Services, Inc. because it was “no longer comfortable supervising”, was permitted to resign on April 1, 2009, by First Allied Securities, Inc. because he had a history of customer complaints and administrative infractions., was fired by SII Investments, Inc. for unauthorized trading, was fired by Kovack Securities, Inc.… [read post]
6 Aug 2014, 7:01 am
From the Desk of Jim Eccleston at Eccleston Law Offices: Brian Raymond Callahan, a former investment advisor from Westbury, NY, has pleaded guilty in running a $96 million Ponzi scheme that centered upon the promotion of a Long Island resort project. [read post]
3 Aug 2014, 11:34 am
AVENTURA TENNIS, LLC, INC., Appellee. 3rd District.Injury LawAdams, et al. v. [read post]
