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23 Jun 2020, 4:20 am
The provision appears as an attempted clearance of the complicated brushwood of the registration steps of a cross-border division of a company. [read post]
3 Aug 2011, 2:00 am
New Advisers Act Rule 204-4 requires advisers relying on the exemptions for advisers solely to venture capital funds and advisers solely to private funds with less than $150 million AUM, to submit to the SEC, and periodically update, reports that consist of a limited subset of items on Form ADV. [read post]
7 Jun 2013, 10:09 am
(i) http://www.theventurealley.com/vc-and-pe-funds/private-fund-adviser-exemption-150m-from-registration-under-the-advisers-act-final-dodd-frank-act-ru/ (ii) http://www.theventurealley.com/vc-and-pe-funds/reporting-requirements-for-funds-exempted-from-investment-advisers-act/ (iii) http://www.theventurealley.com/vc-and-pe-funds/washington-state-to-regulate-fund-managers/ 1 Here is the full text of Section 203(l): “EXEMPTION OF VENTURE CAPITAL FUND ADVISERS. [read post]
3 Apr 2022, 5:13 am
On March 9, 2022, the SEC voted to propose rules mandating sweeping cybersecurity measures for public companies and foreign private issuers. [1] Most notably, the rules would impose a 4-day reporting requirement for domestic issuers who have experienced a “material cybersecurity incident. [read post]
13 May 2015, 10:33 pm
The latest issue of the “Praxis des Internationalen Privat- und Verfahrensrechts (IPRax)” features the following articles: Jochen Hoffmann, “Button-click” Confirmation and Cross Border Contract Conclusion Section 312j paragraph 3 and 4 of the German Civil Code (BGB) addresses and secures effective consumer protection with regard to the issue of internet-related “cost traps”. [read post]
11 Jul 2011, 6:12 pm
Restricted securities are securities that did not go through the SEC’s registration and public processes. [read post]
26 Apr 2017, 10:02 am
Despite such restriction, public charities may engage in generous levels of lobbying without it being considered substantial if they make the 501(h) election. 501(c)(3) private foundations are generally not permitted to engage in lobbying but may fund grantees with general support that the grantees decide to use for lobbying. 501(c)(3) organizations often discount their ability to engage in substantial permissible advocacy-related activities, including issue advocacy, get-out-the-vote… [read post]
1 Dec 2010, 5:00 am
In the proposed changes, the SEC has come up with a new method for calculating values that makes much more sense for private funds. 5(b)(4). [read post]
Proposed rules enhance regulation of private fund advisers and bolster cybersecurity risk management
10 Feb 2022, 9:56 am
Advisers would disclose risks and incidents on Part 2A of Form ADV, and amendments to several forms would require funds to provide cybersecurity-related disclosures in their registration statements. [read post]
20 Mar 2019, 11:52 am
While it is encouraging that Colorado has confronted the utility token issue in a creative way, the compliance system it sets up is not much different from the one applicable to other private placements of traditional securities. [read post]
5 Nov 2009, 6:18 am
Sellers of Reg D offering typically receive very high commissions of 5% to 8%, compared with 1% to 4% for selling a mutual fund. [read post]
11 Feb 2010, 2:09 am
SMVS Consultancy Private Limited, D2009-1413 (WIPO January 20, 2010). [read post]
27 Apr 2011, 8:28 am
Possible Registration Exemptions After Dodd-Frank Foreign Private Adviser Exemption The Dodd-Frank Act provides a narrow registration exemption for any “foreign private adviser. [read post]
30 Nov 2020, 2:22 pm
” Section 3(a)(4) of the Exchange Act, 15 U.S.C. [read post]
25 Jan 2024, 8:19 am
The latest issue of the Dutch Journal on Private International Law (NIPR) has just been published NIPR 2023 issue 4 EDITORIAL I. [read post]
1 Apr 2021, 12:45 pm
The law and practice of family reunification, Ghent, 9-10 September 2021 [info]- Submit abstracts by 1 May 2021.Seminar: Impacts of a Refugee Shelter Program: Experimental Evidence from the Syrian Refugee Life Survey, 4 May 2021 [info]Call for papers: (Re)Imagining Belonging in Latin America and Beyond: Access to Citizenship, Digital Identity and Rights, 23 June 2021 [info]- Submit abstracts by 14 May 2021.Call for applications: 10th Online International Refugee Law Course… [read post]
16 Mar 2009, 10:56 am
Register early and receive $200.00 off your registration fee and $800.00 worth of bonuses. [read post]
11 Nov 2020, 11:54 am
Christianson On November 4, 2020, the U.S. [read post]
13 Oct 2020, 10:14 am
"Read 4 remaining paragraphs | Comments [read post]
30 Mar 2014, 4:00 pm
There is no registration fee. [read post]
