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29 May 2024, 6:32 am
The rule has a process for how companies can seek to exclude these proposals by submitting a challenge to the SEC to obtain a favorable ‘no-action letter. [read post]
29 May 2024, 6:30 am
Following in the footsteps of similar initiatives by regulators in other jurisdictions, including the SEC’s recent tightening of investment company name requirements and the FCA’s rules around names and the marketing of investment products introduced as part of its Sustainability Disclosure Requirements and investment labelling regime, the European Securities and Markets Authority (“ESMA”) published its final Guidelines on funds’ names using ESG… [read post]
29 May 2024, 6:30 am
Following in the footsteps of similar initiatives by regulators in other jurisdictions, including the SEC’s recent tightening of investment company name requirements and the FCA’s rules around names and the marketing of investment products introduced as part of its Sustainability Disclosure Requirements and investment labelling regime, the European Securities and Markets Authority (“ESMA”) published its final Guidelines on funds’ names using ESG… [read post]
29 May 2024, 5:49 am
For example, the changes to the SEC requirements for incident reporting may be useful to retirement plan sponsors as they consider their own incident response plans, should a data breach experienced by a 401(k) plan involve the data of their current and former employees. [read post]
28 May 2024, 11:40 am
He can be reached at Jeff@JeffNewmanLaw.com or at 617-823-3217 The post Private equity firms near settlement with SEC over use of banned communication channels appeared first on Jeff Newman Law. [read post]
28 May 2024, 8:43 am
” Kohn’s piece echos an article published in April by former-SEC Commissioner Allison Herren Lee. [read post]
28 May 2024, 6:41 am
On May 16, 2024, the U.S. [read post]
28 May 2024, 3:30 am
” While the SEC has not specified the duration of the further implementation period if the rules survive the litigation, it thus has confirmed that a new implementation period will be provided. [read post]
28 May 2024, 3:15 am
In turn, keeping pace with developments in AI and the issues they create has become a top priority for legislators and regulators, including the SEC. [read post]
27 May 2024, 10:00 pm
SEC Adopts New Climate Change Disclosure Requirements: Client Alert Digest Understand the new disclosure rules, their phase-in plan, and more. [read post]
27 May 2024, 10:00 pm
This note also includes discussion on existing and proposed disclosure requirements of the Securities and Exchange Commission (SEC) related to ESG matters. [read post]
27 May 2024, 9:01 pm
For example: In July 2023, the SEC adopted new disclosure rules for public companies on cybersecurity risk management, strategy, governance, and incident disclosure, as discussed in our earlier Memorandum to Clients.[3] In October 2023, the SEC filed a complaint against SolarWinds Corporation and its Chief Information Security Officer alleging material misstatements and omissions regarding the company’s cybersecurity, as detailed in our earlier Memorandum to Clients.[4] That… [read post]
27 May 2024, 5:59 am
Specialist, Dep’t of Homeland Sec. [read post]
26 May 2024, 5:23 am
Reaction Should Not Include Sanctions by Todd Buchwald What the ICC Prosecutor Charged – and Didn’t Charge – in Gaza Warrants by David Luban (@DavidLuban) Sec. [read post]
25 May 2024, 4:09 pm
” DGCL sec. 126 provides that no business corporation organized under the DGCL “shall possess the power of issuing bills, notes, or other evidences of debt for circulation as money, or the power of carrying on the business of receiving deposits of money. [read post]
24 May 2024, 6:51 pm
Shugerman, SEC v. [read post]
24 May 2024, 3:03 pm
But Gensler's SEC is widely regarded as leaning heavily on the activist side. [read post]
24 May 2024, 11:04 am
The SEC has described the RAA requirement as a “key component” in achieving compliance with Reg BI’s Care Obligation. [read post]
24 May 2024, 11:03 am
She also has extensive experience representing whistleblowers in False Claims Act lawsuits and tax and securities whistleblowers with claims under the IRS and SEC whistleblower programs. [read post]
24 May 2024, 7:39 am
The post SEC v. [read post]
