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10 May 2011, 10:11 pm by Kevin LaCroix
  As discussed in a May 9, 2011 CFO.com article entitled “SEC Cracking Down on Foreign Shell Cos. [read post]
9 Nov 2007, 6:45 am
In a Nov. 1 letter, the senators called on the SEC not to take action on either draft rule and instead allow shareholders to continue filing proxy access resolutions based on the 2006 AFSCME v. [read post]
7 Feb 2018, 2:09 pm by Gustav L. Schmidt
At the same time, the SEC has been cracking down on ICOs that involved the offer or sale of a security that was not registered or structured to comply with an exemption from registration. [read post]
1 Sep 2009, 12:09 am
Here is a comparison of North v. [read post]
1 Feb 2019, 7:19 am by John Jascob
Aggregate fines (from DOJ and civil enforcers) were down slightly, but remain significant—$10.91 billion in 2018 versus $11.75 billion in 2017. [read post]
14 Nov 2012, 5:00 am by Lisa Salazar
House of Representatives 19 USC Sec. 1337, Jan. 3, 2012 (112-90); Federal Register. [read post]