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16 Mar 2005, 7:02 am
[JURIST] Leading Wednesday's corporations and securities law news, staff at the Federal Trade Commission (FTC) [official website] will recommend the agency block Blockbuster Inc.'s [corporate website] prospective bid to buy Hollywood Entertainment Corp. [read post]
16 Feb 2019, 8:00 am
The post Recover Losses From Investing With Former Ameritas Investment Corp. [read post]
23 Jul 2018, 10:18 am
Prior to being barred, he was registered with FSC Securities Corp in Ashburn, Virginia from February 2008 until January 2011, Kovack Securities in Lansdowne, Virginia from January 2011 until November 2015 and Newbridge Securities Corp in Lansdowne from November 2015 until March 2016. [read post]
22 May 2008, 10:10 am
E*Trade Securities LLC, TradeStation Securities Inc. and CIBC World Markets Corp. have collectively been fined $1.6 million for their failure to fulfill their obligation to accurately report data about equity securities orders and ensure compliance with applicable Financial Industry Regulatory Authority regulations. [read post]
18 Sep 2017, 7:07 am
So far, the city has secured around $22 million and are expecting at least $25.4 million from the federal government. [read post]
16 Apr 2012, 3:51 pm
City Capital Corp. and two former executives operated an $11 million Ponzi scheme that targeted socially conscious investors in church settings, according to charges by the Securities and Exchange Commission. [read post]
20 Jun 2018, 9:13 am
Continue reading The post First Nationle Solution LLC, United RL Capital Services, and Percipience Global Corp. $102 Million Ponzi Scheme Attorneys appeared first on Securities Arbitration Lawyers Blog. [read post]
9 Sep 2019, 3:49 am
Lawsuits take too long, cost too much and the judges involved typically don’t know the nuances of the securities laws. [read post]
21 Dec 2016, 1:17 pm
On December 12, 2016, President Elect Donald Trump, officially nominated retired Marine Corps General John Kelly to be the next Secretary of the Department of Homeland Security. [read post]
11 May 2011, 4:50 am
But the real news may be that Corp Fin may start regularly using this "Division Announcements" avenue to communicate with us... [read post]
22 Sep 2021, 12:57 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
24 Jun 2015, 3:35 am
– What has Corp Fin said lately about updating its Corp Fin disclosure guidance? [read post]
23 Mar 2022, 3:30 am
Corp Fin issued some M&A-related CDIs yesterday. [read post]
11 Dec 2015, 3:06 am
Yesterday, Corp Fin weighed in on the FAST Act with this pair of CDIs and this “announcement,” which not only is a brief summary highlighting changes in the securities laws – but also provides some interpretive guidance. [read post]
1 Mar 2012, 7:33 am
Supreme Court in Bell Atlantic Corp. v. [read post]
17 Jan 2023, 3:30 am
Erik Gerding, who is currently Corp Fin’s Deputy Director, will be appointed Director. [read post]
26 Jul 2010, 4:27 am
Corp Fin Issues a New "Accredited Investor" CDI On Friday, Corp Fin issued a new CDI 179.01 (as well as an identical CDI 255.47) regarding the situation where mortgage indebtedness may exceed the value of a primary residence (you may recall that the withdrawn CDI on Thursday also related to accredited investors due to a conflict with Section 413(a) of Dodd-Frank). [read post]
5 Feb 2020, 7:54 am
The FCC voted unanimously in November to designate Huawei, as well as ZTE Corp, national security risks because of their ties to the Chinese government and its military, as well as laws in China that govern the companies’ relationship with its intelligence services. [read post]
26 Jun 2014, 2:57 am
In his blog entitled “Notes From The 2114 Securities Law Conference,” Keith Bishop looks through the crystal ball to make fun of what the securities laws might look like in 100 years. [read post]
30 Jun 2022, 1:30 pm
The Securities and Exchange Commission today announced fraud charges against Empires Consulting Corp. [read post]
