Search for: "Securities Investor Protection Corporation"
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6 Aug 2023, 8:02 am
According to the text, the purpose of the new law is to protect the rights of Russian citizens and entities, ensure national defense and security in the face of hostile actions by the US and its allies. [read post]
5 Aug 2023, 4:35 pm
The bill bore the title, “Public Company Accounting Reform and Investor Protection Act” in the Senate. [read post]
4 Aug 2023, 12:06 pm
These include securing license to operate, attracting and retaining leading talent, winning consumers, staying ahead of policy and regulatory change, and even protecting and enh [read post]
4 Aug 2023, 11:04 am
In the petition for certiorari, Lemelson asks whether, absent proof of fraud or deception, the First Amendment protects a securities market participant from enforcement action for intentionally or recklessly making untrue statements or omissions of material fact while criticizing a public corporation. [read post]
4 Aug 2023, 10:14 am
Banks will not give loans secured by patents; banking law constraints. [read post]
3 Aug 2023, 11:22 am
To contact the firm, please call 888-637-5510 The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
2 Aug 2023, 11:54 am
The White Law Group – Experienced Securities Attorneys The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle Washington. [read post]
1 Aug 2023, 4:27 pm
The United States Securities and Exchange Commission (“SEC”), for example, has focused on ESG by investigating and taking action against companies that tout business practices such as consideration of environmental sustainability, but fail, in practice, to live up to their claims. [read post]
31 Jul 2023, 10:21 am
Early reporting gives consumers a leg up in protecting their personal information, and lets investors, vendors and customers of companies know if key business information has been compromised. [read post]
29 Jul 2023, 2:17 am
M&A transactions are different from equity “financing” transactions, in which a company raises money by selling new shares of its equity securities to investors (as opposed to existing stockholders selling their shares to the Buyer in an M&A transaction), even though equity financing transactions also involve the sale of stock in the company and can sometimes result in a change in control of the company. [read post]
28 Jul 2023, 1:02 pm
When this corporation and its foundation of fraudulent activity was discovered, Enron collapsed. [read post]
28 Jul 2023, 7:31 am
The new letter addresses in greater detail the specific bills being advanced by the committee, and expresses the group’s views that the legislation would weaken investor protections and insulate management from accountability.Weaker investor protections. [read post]
28 Jul 2023, 12:15 am
In April, I reported on SB 54 (Skinner), a bill that would have required institutional Investors, securities and real estate brokers, and others to report on the diversity status of "founding teams". [read post]
26 Jul 2023, 9:03 pm
See Securities and Exchange Commission Division of Corporation Finance, “CF Disclosure Guidance: Topic No. 2” (Oct. 13, 2011), available at https://www.sec.gov/divisions/corpfin/guidance/cfguidance-topic2.htm. [read post]
26 Jul 2023, 9:01 pm
A flexible, principles-based approach that allows for disclosures tailored to the issuer making them would be a better way to protect investors. [read post]
26 Jul 2023, 10:50 am
The SEC says it is necessary to collect the data to protect investors. [read post]
25 Jul 2023, 9:05 pm
In brief, in the U.S., state-provided pensions – social security – offer a thin level of retirement security for private sector employees. [read post]
25 Jul 2023, 9:01 pm
Their statements indicated that they supported the proposal because they believe the proposal, if adopted, would better protect investors and be more consistent with current investor expectations about audit scope. [read post]
25 Jul 2023, 10:43 am
The KIBIT AI engine, in use by a multitude of large corporate and law firm clients since 2012, has undergone multiple significant upgrades in recent years. [read post]
24 Jul 2023, 10:00 pm
Under securities laws, the SEC sets forth a definition of whistleblower to mean an individual who, alone or jointly with others, provides original information or analysis in writing to the SEC relating to a possible violation of the federal securities laws. [read post]
