Search for: "Stanley Wells"
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5 Aug 2014, 4:53 am
In German, however; if an English version appears, I'll post a link to that as well. [read post]
2 Nov 2023, 6:55 am
His previous employers include Wells Fargo Advisors, LLC (CRD# 19616) of Hallandale, FL, UBS Financial Services Inc. [read post]
4 Aug 2008, 6:00 pm
This just in from Tim Stanley's Law, Technology & Legal Marketing Blog: Google's AdWords Keyword Tool now gives the approximate monthly search volume for different keywords. [read post]
21 May 2019, 6:38 am
He was an advisor at Morgan Stanley and predecessor at firm Smith Barney from 2006 to 2011. [read post]
5 Nov 2013, 6:03 am
Morgan Stanley advertised to clients that its managed futures funds performed well when the stock market was hit hard in 2000 and late 2007 and even gained 22.5 percent after fees in 2008. [read post]
27 Apr 2018, 2:17 pm
In response to the low interest rate environment that has prevailed for a decade, many brokerage firms — including well-known wirehouses such as Merrill Lynch, Morgan Stanley, and UBS — have reportedly recommended various options strategies to their customers as supposedly safe and efficient mechanisms to enhance income. [read post]
28 Dec 2020, 1:55 pm
His previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of Frisco, TX, Morgan Stanley Smith Barney (CRD#:149777) and Morgan Stanley & Co. [read post]
6 Nov 2012, 11:11 am
Morgan Stanley has issued a statement that it will defend itself "vigorously" against the lawsuit. [read post]
5 Aug 2011, 7:46 am
" Well, here's one good reason: it works.CJLF's collection of abstracts on deterrence is here. [read post]
6 Feb 2008, 12:39 pm
Mammen, Lee Patch and Stanley Young, as well as certain Qualcomm in-house attorneys, appeared before United States Magistrate Judge Barbara L. [read post]
28 Feb 2012, 5:44 am
We've blogged about multilingual ediscovery translation services and Victor Stanley II, as well as international document translation services and another look at Kiobel. [read post]
16 Jul 2008, 10:45 am
The big news on Wall Street today is the SEC’s announcement that it will attempt to curb improper short-selling in the stocks of struggling Fannie, Freddie, as well as those of 17 financial firms, including Goldman, Lehman and Morgan Stanley. [read post]
14 Jun 2022, 9:30 pm
Zelenak and Mehrotra, 2022):Stanley S. [read post]
26 Sep 2008, 5:51 pm
 SNSFE continues to investigate mutual funds as well as other investment vehicles that invested in these financial stocks that have taken a beating. [read post]
11 Oct 2011, 5:12 pm
Inazu (Washington University in Saint Louis - School of Law) has posted Stanley Hauerwas and the Law: is There Anything to Say? [read post]
23 Jan 2023, 5:39 am
In Stanley v. [read post]
30 Apr 2007, 8:36 am
Had the chance to spend Saturday afternoon with Justia founder Tim Stanley. [read post]
5 May 2008, 10:50 am
Failure to Disclose Receipt of Wells Notice Does Not Support Demand Futility Applying Delaware law, a federal judge ruled that a shareholder derivative action alleging proxy fraud in the company's failure to disclose its receipt of a Wells Notice from the SEC could not proceed because of a failure to show demand futility. [read post]
22 Oct 2019, 11:44 am
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Patrick Auckland TIAA-VREF Individual & Institutional Services Morgan Stanley Matthew DiNinno Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Nicholas Diesso Ameriprise Financial… [read post]
8 Jan 2007, 6:48 am
And Morgan Stanley seems to see power in using governance to its advantage, too, as evidenced by its recent hire of a well-regarded expert in investor activism to work in its investment division.The message is simple: As much as cash flows and earnings matter in investment decisions, getting ahead in today's markets also entails closely watching how corporate boards enrich top executives and the power they allow such leaders to have over business dealings.New generation of… [read post]
