Search for: "TD Ameritrade"
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11 Aug 2009, 10:06 am
In that connection, TD Ameritrade announced a settlement with the Securities and Exchange Commission agreeing to repurchase $465 million of auction rate securities from its clients. [read post]
22 Jan 2024, 8:14 am
From October 2004 through April 2009, Felsenfeld was registered with TD Ameritrade, Inc.; following that, from September 2009 to October 2017, he was registered with H. [read post]
24 Oct 2013, 6:51 am
Other firms, such as Fidelity competitor TD Ameritrade, do not even offer their employees the firm’s own 401(k) options and outsource their 401(k) plans to other investment firms in order to avoid the potential liability over self-dealing lawsuits. [read post]
12 Jul 2021, 11:25 pm
With the rise of retail ownership in public companies and TD Ameritrade’s policy change on discretionary voting, chances are that other retail investor-heavy companies are also going to find pulling a quorum together to be a challenge. [read post]
10 Mar 2014, 10:55 am
Respondent, TD Ameritrade, Inc. is liable for and shall pay to Claimant the sum of $61,732.00 in compensatory damages. 11-04271 Felix Bernard-Diaz BBVA Securities of Puerto Rico, Inc. [read post]
18 Jan 2016, 11:56 am
RockYou Court Approves TD Ameritrade Data Breach Settlement — In re TD Ameritrade Starbucks Data Breach Plaintiffs Rebuffed by Ninth Circuit — Krottner v. [read post]
14 Jul 2015, 6:30 am
In fact, this counsel is supported by the TD Ameritrade survey. [read post]
3 Aug 2012, 10:11 pm
Two major brokerage firms, TD Ameritrade and Scottrade, said on Friday that they had begun sending client orders to Knight. [read post]
10 Dec 2014, 7:01 am
TD Ameritrade Holding Corp., December 8, 2014, Fuentes, J.). [read post]
30 Sep 2010, 12:07 pm
Beyrouti, Babbo and Vitello worked with hackers who breached brokerage accounts at E-Trade and TD Ameritrade. [read post]
6 Dec 2019, 10:40 am
In fact, first Schwab did it, then TD Ameritrade, and now everyone’s following suit. [read post]
8 Feb 2019, 7:43 am
A market strategist at TD Ameritrade reported that the firm is seeing margin debt numbers come back as the S&P has rallied to start 2019. [read post]
24 Jan 2022, 2:01 pm
LPL Financial Corporation Juanita O’Neal TD Ameritrade, Inc. [read post]
6 Dec 2021, 9:58 am
LPL Financial Corporation Juanita O’Neal TD Ameritrade, Inc. [read post]
22 Feb 2022, 12:09 pm
Ian Ha Infinity Financial Services AXA Advisors, LLC Ikea Huggins Narith Long NYLife Securities LLC Northwestern Mutual Investment Services, LLC Frank Mathis Fidelity Brokerage Services LLC TD Ameritrade, Inc. [read post]
23 Jan 2011, 2:57 pm
We effectively train new hires to seasoned executives; startups and small businesses to established firms and charities including Mattel, Fisher-Price, Greenberg Glusker, RNC Genter, Enright Premier Wealth Advisors, SAK, the Arthritis Foundation, the Pancreatic Cancer Action Network, Bench International, Hall & Partners, NACVA (National Association of Certified Valuation Analysts), Barker Realty, Merrill Lynch and TD Ameritrade. [read post]
2 Dec 2008, 11:09 pm
Joe Ricketts, founded TD Ameritrade Holding Corp. [read post]
6 Nov 2009, 2:14 pm
A recent settlement involving TD Ameritrade was rejected for this reason. [read post]
23 Apr 2021, 3:03 am
You may also need to brace yourselves for less predictable voting outcomes – especially with TD Ameritrade’s elimination of broker discretionary voting. [read post]
13 Feb 2019, 10:45 am
Featuring a picture’s-worth-a-thousand-words chart showing Schwab’s average commission per trade going from $12 in 2015 down to a little more than $7 — along with similar moves over the same time frame by TD Ameritrade and E*Trade. [read post]
