Search for: "Trustees of the Industry Fund" Results 261 - 280 of 964
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15 Jul 2011, 1:45 pm
Jindal focuses on the Louisiana oyster industry, requesting $15 million from BP to rebuild the state’s once thriving oyster industry. [read post]
5 May 2010, 3:00 pm by Lucas A. Ferrara, Esq.
She practices in the Mass Torts & Industry-Wide Litigation Practice Group and serves on the Medical & Life Sciences Industry Team. [read post]
1 Aug 2016, 7:53 am by Juan C. Antúnez
A trial court can block a trustee’s access to trust funds to pay his lawyers if “it finds a reasonable basis to conclude that there has been a breach of trust. [read post]
30 Oct 2009, 5:00 am
  Since 1982, mutual fund trustees everywhere have conducted an annual review of advisory contracts following these "Gartenberg factors. [read post]
21 Apr 2020, 12:46 pm by Kathleen Scott (US)
However, the banking industry has noted that some of the conditions required to qualify for this exclusion were limiting its usefulness. [read post]
Further data on the Early Release Scheme at an industry and fund level are available on APRA’s website. [read post]
15 Feb 2013, 6:12 am
Also, any condition that a fiduciary invest in a specific stock or industry is a potential problem because the stock or the industry could become extremely unfavorable for a prudent investor's attention. [read post]
19 May 2013, 7:43 am
Legislators on the side of big industry have pointed to the fact that claimants have sought compensation from numerous funds as evidence of efforts to game the system. [read post]
1 Apr 2008, 7:00 am
In addition to misappropriation, FINRA charged John Mullins with attempting to misappropriate funds from his employer relating to improper expense submissions, accepting an unauthorized $100,000 loan from the client, and making misstatements on his firm's annual compliance questionnaires and Form U4 in an apparent effort to conceal his officer and trustee status with the charitable foundation. [read post]
16 Mar 2015, 7:29 pm by S2KM Limited
Bryn Poland - A leading Qualified Settlement Fund (QSF) expert, who has served as attorney, trustee and/or administrator for numerous QSFs, Ms Poland will explain how and why the multi-claimant QSF market is growing rapidly despite the single claimant pullback within the structured settlement market. [read post]
31 Oct 2018, 2:20 pm by Wolfgang Demino
Sheikh, Venable LLP, ro hac vice.Waterfall Eden Master Fund, Ltd., Intervenor, represented by Andrew Dieter Cordo, Ashby & Geddes, Michael Hanin, Kasowitz Benson Torres LLP, pro hac vice & Uri Itkin, Kasowitz Benson Torres LLP, pro hac vice.Waterfall Delta Offshore Master Fund, LP, Waterfall Sandstone Fund, LP., Baldr Sherwood Fund, Inc., One William Street Capital Master Fund, Ltd., OWS ABS Master Fund II, L.P., OWS COF I Master, L.P.,… [read post]
Key takeaways for industry from this report include ensuring that investment performance representations for funds are appropriate, and calling on superannuation trustees to review and improve their internal dispute resolution arrangements. [read post]
9 Jul 2010, 3:18 pm
Derieg acted as a successor co-trustee in an elderly customer's account, was appointed as a beneficiary of the client's trust and life insurance policy, borrowed money from the client and made unsuitable investment recommendations. [read post]
13 Mar 2008, 9:02 am
Perhaps no other industry felt the sting of Eliot " The prosecutors" whip over the last six year more then the insurance and securities industry. [read post]
12 Apr 2009, 7:26 am
Consignment arrangements are very common in certain industries that are active in New York City, such as for sale of jewelry, fine art and antiques. [read post]