Search for: "US Trade and Exchange, LLC"
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10 Sep 2020, 6:46 am
Commodity Futures Trading Commission (CFTC) obtained a final order resolving their charges against Dominick Vincent Carducci and his company VOS Capital Management, LLC (VOS Capital). [read post]
11 Mar 2015, 5:40 pm
The government was assisted by the Securities and Exchange Commission. [read post]
26 Jan 2016, 5:00 am
The notional trading value takes into account both the amount invested and the amount of leverage used in the underlying investments, and is significantly higher than net asset value. [read post]
18 Dec 2018, 6:42 am
The Commodity Exchange Act (CEA) does not refer to “insider trading” but to “misappropriation of nonpublic information. [read post]
10 Mar 2010, 10:13 am
According to the US Securities and Exchange Commission, Sean David Morton has bilked more than 100 investors of over six million dollars as the mastermind of an alleged offering fraud scheme. [read post]
21 Jan 2017, 10:23 am
Many of the complaints involve leveraged and non-traditional exchange traded funds (ETFs) securities. [read post]
26 Aug 2009, 10:15 am
As reported in the Wall Street Journal article, Toys 'R' Us Offers Discounts In Exchange for Used Items Toys R Us was acting because of the large number of recalls in these product categories. [read post]
25 Sep 2013, 3:32 pm
” The case is Brian Lichtenberg, LLC v. [read post]
22 Nov 2012, 3:00 am
Tightening Security in Document Exchanges" reports Charlie Magilato for the attorney at work blog. [read post]
21 Aug 2023, 8:12 am
The Securities and Exchange Commission charged Titan Global Capital Management USA LLC, a New York-based FinTech investment adviser, for using hypothetical performance metrics in advertisements that were misleading. [read post]
27 Jan 2012, 7:21 am
The Securities and Exchange Commission ("SEC") has charged Fort Lauderdale-based First Resource Group LLC ("First Resource") and its principal, David Stern ("Stern") of Tamarac, Florida, with running a boiler room stock scheme. [read post]
31 Oct 2011, 1:46 pm
The SEC is charging Dblaine Capital, LLC and owner David B. [read post]
23 Aug 2006, 2:33 pm
In Duramax Marine, LLC v. [read post]
20 Mar 2016, 5:55 am
The Securities and Exchange Commission (SEC) recently filed a complaint alleging that Oregon-based investment firm Aequitas Management, LLC (Aequitas Management) and its subsidiaries operated a Ponzi-like scheme that defrauded its 1,500 customers of approximately $350 million. [read post]
3 Sep 2013, 3:30 am
The tax code permits a property owner to defer taxes on the gain from a sale of property used in a trade or business or for investment if, within 180 days, the sale proceeds are reinvested in similar property. [read post]
1 Jul 2016, 12:47 pm
If you are in need of legal services, contact us to schedule a one-on-one consultation today. [read post]
1 Mar 2021, 6:56 am
Shares in a company, except shares of a company listed on the Stock Exchange which are exempt, the property of which includes immovable property in Cyprus are subject to CGT. [read post]
30 Mar 2010, 8:30 am
March 30, 2010 - Enrique Villalba allegedly used his various business entities Money Market Alternative, L.P., Money Market Alternative Ltd., Money Market Plus, and Hybrid Money Market Management LLC to perpetrate a $39 million Ponzi scheme. [read post]
29 Jun 2020, 6:35 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
2 May 2024, 1:20 pm
You contact us online or call us for a free consultation at 630-333-0333. [read post]
