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3 May 2016, 4:55 pm by Sabrina I. Pacifici
  The proposal ensures consistency with restrictions on financial contracts under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act that support the orderly resolution of financial firms. [read post]
27 Aug 2021, 11:38 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/6035/securities-industry-commentator/The SEC Is Asked to Go Back To The Future to Rewrite History (BrokeAndBroker.com Blog)SEC Charges The Kraft Heinz Company and Two Former Executives for Engaging in Years-Long Accounting Scheme / Company Will Pay $62 Million to Settle Charges Related to Inflated Cost Savings that Caused it to Restate… [read post]
13 Mar 2023, 4:17 am
(Financial Advisor IQ by Glenn Koch) Joint Statement by Department of the Treasury, Board of Governors of the Federal Reserve System, and Federal Deposit Insurance Corporation (March 12, 2023) ... [read post]
5 May 2012, 12:10 pm by Stefan Padfield
The Wall Street Journal ran an article this past week (here) about a recent discussion Jack Welch had with a group of women executives. [read post]
14 May 2012, 1:50 pm by Matthew Huisman
At his current post Krimminger was a main legal and policy adviser in the implementation of the regulatory and policy parts of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
12 Sep 2016, 12:46 pm by Howard S. Altarescu
Pursuant to section 620 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), which requires the trio of federal banking agencies to conduct the study and report their findings to Congress, the report considers financial, operational, managerial and reputational risks associated with the permissible activities or investments and how banking entities work to mitigate those risks. [read post]
14 Oct 2010, 3:05 pm by Steve Bainbridge
As the article explains in detail, the corporate governance provisions each satisfy all or substantially all of the remaining criteria. [read post]
15 Jul 2010, 11:56 am by Steve Bainbridge
From the Harvard governance blog:The Dodd-Frank Wall Street Reform and Consumer Protection Act will soon be the law of the land, assuming Senate passage. [read post]
2 Sep 2011, 5:10 am by Glenn Reynolds
THE WALL STREET JOURNAL: Huntsman’s Good Economic Plan: Better than anything so far from the GOP Presidential field. [read post]
31 Dec 2015, 10:43 am by David Cosgrove
(“Whistleblowers, SEC Are Winners in Ruling,” The Wall Street Journal, 9.11.15, Business News; B4)The Dodd-Frank Wall Street Reform and Consumer Protection Act, better known as Dodd-Frank, is an outgrowth of the 2008 Great Recession. [read post]
22 Jun 2011, 5:59 am by Nathan Koppel
Morgan’s corporate coffers are lighter today by $153.6 million. [read post]
26 Mar 2014, 3:55 pm by MehrsaBaradaran
Bank of America’s ill-advised purchase of Merrill Lynch has been explained as a Southern outsider’s (Ken Lewis’s) desire to “play with the big boys on Wall Street. [read post]
16 Sep 2020, 1:39 pm by Silver Law Group
The previous day The Wall Street Journal reported that the Justice Department was looking into the claims. [read post]
10 Aug 2011, 7:00 am
A new whistleblower law, Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, has many corporations worried as it goes into effect August 12, 2011. [read post]
31 Oct 2016, 9:30 pm by Sophia Yan
The conference, hosted by the Wall Street Journal, featured speakers from both the government and industry discussing themes as varied as the government’s response to the 2008 financial crisis, possible improvements to the current financial regulatory regime, the opportunities and challenges that technology creates for regulators, and the impact of the 2016 election results on the financial regulatory agenda. [read post]
16 Sep 2008, 1:51 pm
As a truck accident trial lawyer in Atlanta, I'm puzzling over how the falling dominoes in the current crisis on Wall Street will impact the trucking and insurance industries. [read post]
8 Apr 2008, 4:24 am
These days, while the titans of Wall Street teeter on the edge of financial ruin and there's media chatter about the great depression, bank failures, and the domino effect, here's a comforting tip: the Federal Deposit Insurance Corporation (FDIC), which guarantees bank deposits up to $100,000, offers extra insurance for accounts owned by living trusts. [read post]