Search for: "Walling v. Frank" Results 261 - 280 of 711
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19 Apr 2011, 3:36 pm
Gupta contends that the SEC allegations took place at least a year and a half before the Dodd-Frank Wall Street Reform and Consumer Protection Act gave regulators permission to file such an action. [read post]
25 Jan 2016, 4:00 am by Howard Friedman
Youth & Society, doi:10.1177/0044118X15621224).Elizabeth Rose Schlitz, Rulemaking Under Dodd-Frank: Putting the 'Person' Back Into the Consumer Lending Process, (8 University of St. [read post]
12 Jul 2016, 6:41 am by Mark Astarita
 The Committee was established under the Dodd-Frank Wall Street Reform and Consumer Protection Act to advise the Commission on regulatory priorities, regulation of securities products, trading strategies, fee structures, disclosure effectiveness, and initiatives to protect investors and promote investor confidence and the integrity of the U.S. securities markets. [read post]
13 Mar 2020, 6:31 am
Posted by Kevin Harnisch (Norton Rose Fulbright US LLP) and David Ho and Nepomuk Loesti (American International Group, Inc.), on Friday, March 6, 2020 Tags: Extraterritoriality, Foreign issuers, International governance, Liability standards, Morrison v. [read post]
21 Jun 2017, 8:47 am by Aurora Barnes
Somers 16-1276 Issue: Whether the anti-retaliation provision for “whistleblowers” in the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 extends to individuals who have not reported alleged misconduct to the Securities and Exchange Commission and thus fall outside the act’s definition of “whistleblower. [read post]
17 Feb 2011, 8:27 am by Sonya Hubbard
All three non-partisan, not-for-profit organizations say that a battle of “David v. [read post]
25 Mar 2024, 1:15 pm by Guest Author
Corner Post and the Earlier Challenge to the Interchange Fee Rule Corner Post concerns a Federal Reserve rule adopted pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
18 Jun 2020, 3:57 am by SHG
Ask Frank Serpico how that works. [read post]
7 Mar 2014, 9:00 am by P. Andrew Torrez
The biggest news of the week in Suits by Suits is the Supreme Court’s decision in Lawson v. [read post]
7 Nov 2018, 4:31 am by Edith Roberts
” Ronald Mann reports for this blog that yesterday the justices called for additional briefing in Frank v. [read post]
20 Aug 2008, 10:58 am
Frank Pallone (D-N.J.) and Henry Waxman (D-Calif.). [read post]
29 Jun 2010, 9:41 pm by Julian Ku
The Dodd-Frank Wall Street Reform and Consumer Protection Act that was passed out of a House-Senate Conference Committee last week seems to provide just the clear statement of congressional intent for extraterritorial jurisdiction of securities law cases that the Court in Morrison was demanding. [read post]
8 Oct 2009, 6:09 am
”   The Wall Street Journal, Los Angeles Times and Christian Science Monitor offer their own coverage. [read post]
5 Dec 2017, 4:21 am by Edith Roberts
Somers, which involves the whistleblower protections of the Dodd-Frank Act. [read post]