Search for: "Well Service Group, Inc."
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20 Oct 2011, 7:17 am
Well-known broker-dealer GunnAllen Financial Inc. closed in March 2010 after failing to meet FINRAand#39;s net-capital, and Okoboji Financial Services Inc., another big name, filed forms with FINRA to exit the business in July 2010. [read post]
22 Mar 2010, 7:25 pm
I'm still energized from spending the last weekend with an amazing and dedicated group of paralegals, members of the North Carolina Paralegal Association, Inc. [read post]
8 Feb 2012, 6:23 pm
Doug Kennedy is President of the Kennedy Training Network, Inc. a leading provider of customized training programs and telephone mystery shopping services for the lodging and hospitality industry. [read post]
11 Mar 2009, 8:44 am
DVI Financial Services, Inc., in which the ARB held that Section 806 of the Sarbanes-Oxley Act ("SOX") imposes liability on publicly-traded companies as well as contractors of private companies. [read post]
9 Jul 2009, 1:23 pm
Legacy Group of America, Inc. v. [read post]
29 May 2012, 9:44 am
DaVita operates and/or provides administrative services for more than 1,800 dialysis facilities that serve 142,000 patients throughout the United States, as well as running 15 outpatient dialysis centers in three other countries. [read post]
12 Sep 2021, 7:37 am
On August 24, 2021, the SEC announced a settled enforcement action against Pennsylvania-based Healthcare Services Group, Inc. [read post]
4 Sep 2012, 7:36 pm
Arnold has agreed to give a presentation entitled "The Emotional and Economic Divorce" at the November, 2012, Quarterly Conference put on by the prestigious legal professional organization "Legal Secretaries, Inc. [read post]
25 Feb 2011, 5:36 am
Services, Inc., et al, 2011 N.Y. [read post]
11 Sep 2022, 7:20 pm
Authors: Steven Cernak and Luis Blanquez The FTC’s challenge of Altria Group’s proposed minority investment in JUUL Labs, Inc. [read post]
21 Jun 2012, 9:29 am
Schmidt of Schmidt Marketing Inc. to come and present the benefits of client focused teams within law firms to provide better service to the client. [read post]
15 Oct 2012, 10:20 pm
In a startling reversal of a summary judgment entered in favor of the government in a False Claims Act (FCA) case, the 6thCircuit recently rejected attempts by the government to establish FCA liability simply because a company, Renal Care Group, Inc. [read post]
12 Apr 2019, 8:22 am
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Grossman, Robert David Lerner Associates, Inc National Planning Corporation Jacobowitz, Oded Securities America, Inc JP Morgan Securities LLC James, Garland Garden State Securities,… [read post]
29 Aug 2016, 10:45 am
., Aug. 19, 2016—The Hanover Insurance Group, Inc. [read post]
22 Nov 2013, 4:07 am
[The Board sustained this opposition to registration of STONE LION CAPITAL for "financial services, namely, investment advisory services, management of investment funds, and fund investment services" [CAPITAL disclaimed], finding the mark likely to cause confusion with the registered marks LION and LION CAPITAL for various financial services [CAPITAL disclaimed]].StonCor Group, Inc. v. [read post]
4 Jun 2013, 7:48 am
FINRA also ordered Merrill Lynch, Pierce, Fenner & Smith Incorporated, as successor for Banc of America Investment Services, Inc., to pay a fine of $900,000 and to reimburse approximately $1.1 million in losses to 214 customers. [read post]
26 Jun 2019, 12:56 pm
The regulator contends that between 5/2014 and 1/2017, Wagner, Lawrence, and the companies they headed sold healthcare services and technology-related investment opportunities while defrauding 30 investors, many of them “purported” employees at two of the defendant companies, as well as at Downing Health Technologies, Inc., and Cliniflow Technologies. [read post]
13 Sep 2013, 7:22 am
Charles Davidson, the CEO of Noble Energy Inc., and Jack Williams, President of XTO Energy Inc., both said audits were a good idea, and Mr. [read post]
14 Jul 2011, 11:22 am
©2011 Amaxx Risk Solutions, Inc. [read post]
26 Oct 2012, 4:11 pm
Wal-Mart is again facing a lawsuit, this time from employees of two staffing agencies that Wal-Mart uses in the Midwest: Labor-Ready Midwest Inc. and QPS Employment Group Inc. [read post]
