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11 Oct 2022, 11:46 am
Without specifying which bank, exactly, let’s just say it was something like a Bank of America, Chase, Wells Fargo, et al. [read post]
10 Oct 2022, 4:49 am
A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC and Again at FINRA (BrokeAndBroker.com Blog)Wells Fargo suit against ex-lawyer 'unusual,' could have 'chilling effect' (Financial Planning by Victoria Zhuang)OFAC Settles with Bittrex, Inc. for $24,280,829.20 Related to Apparent Violations of Multiple Sanctions Programs (Treasury Department Release)US DEPARTMENT OF LABOR ANNOUNCES PROPOSED RULE ON CLASSIFYING EMPLOYEES, INDEPENDENT CONTRACTORS;… [read post]
10 Oct 2022, 4:49 am
FINRA Censures and Fines Former Raymond James SVP for Signing Letters of Credit for Customer (BrokeAndBroker.com Blog)Keeping Up With Kenny -- Not the Kardashians (BrokeAndBroker.com Blog)A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC and Again at FINRA (BrokeAndBroker.com Blog)Wells Fargo suit against ex-lawyer 'unusual,' could have 'chilling effect' (Financial Planning by Victoria Zhuang)OFAC Settles with Bittrex, Inc. for $24,280,829.20… [read post]
10 Oct 2022, 4:49 am
Keeping Up With Kenny -- Not the Kardashians (BrokeAndBroker.com Blog)A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC and Again at FINRA (BrokeAndBroker.com Blog)Wells Fargo suit against ex-lawyer 'unusual,' could have 'chilling effect' (Financial Planning by Victoria Zhuang)OFAC Settles with Bittrex, Inc. for $24,280,829.20 Related to Apparent Violations of Multiple Sanctions Programs (Treasury Department Release)US DEPARTMENT OF LABOR… [read post]
7 Oct 2022, 1:53 pm
Wells Fargo Advisors 22-265Issues: (1) Whether this court’s public policy exception is inapplicable to an arbitral award enforcing contractual provisions that are expressly illegal, void, and unenforceable under applicable statutes, on the supposition that such statutes do not embody sufficiently well-defined and dominant public policy; (2) whether this court’s public policy exception to judicial deference toward arbitral awards is displaced by a deferential… [read post]
7 Oct 2022, 8:31 am
” Wells Fargo offers the “Summit Program. [read post]
6 Oct 2022, 5:45 pm
Wells Fargo Bank and WRI Opportunity Loans II LLC v. [read post]
5 Oct 2022, 12:51 pm
She demanded data from all seven of the big banks: JPMorgan Chase, Wells Fargo, US Bank, PNC, Capital One, Bank of America, and Truist. [read post]
4 Oct 2022, 8:04 pm
On June 29, a customer at a Burger King in Royal Palm Beach, Florida, left the restaurant without taking their Wells Fargo debit card. [read post]
3 Oct 2022, 1:36 pm
The NAHB/Wells Fargo Housing Opportunity Index found that just 42.8% of new and existing homes sold between the beginning of April and the end of June were affordable to families earning the U.S. median income of $90,000. [read post]
30 Sep 2022, 6:47 am
Seijas worked for Wells Fargo Clearing Services from March of 2013 through March of 2019, when he voluntarily resigned. [read post]
30 Sep 2022, 5:57 am
., Citibank NA and Wells Fargo & Co. are among its biggest beneficiaries and homeownership is only incidentally supported by their involvement with it. [read post]
27 Sep 2022, 9:04 pm
Indeed, when the CFPB helped to uncover the “fake accounts” scandal at Wells Fargo, it was not necessarily the $100 million fine on the bank that was material. [read post]
23 Sep 2022, 7:16 pm
It's an arbitrary, discriminatory distinction: while Judge Yvonne Gonzalez Rogers had some serious misconceptions that will hopefully give rise to a reversal and remand, there are issues she figured out pretty well, one of which is that she told Tim Cook Apple was charging the gamers to subsidize Wells Fargo. [read post]
23 Sep 2022, 5:53 pm
Wells Fargo, N.A., (2018) the court held that employers are not required to provide final wage statements (pay stubs) at the same time as the final check, but instead have until the semimonthly deadline set forth in Labor Code section 226(a). [read post]
22 Sep 2022, 10:00 am
Ebony Parks LPL Financial LLC Wells Fargo Clearing Services, Inc. [read post]
22 Sep 2022, 9:23 am
Joseph Pratt Stifel Nicolaus & Co Inc Wells Fargo Advisors LLC Joseph Valdini Aegis Capital Corp. [read post]
19 Sep 2022, 10:10 am
He was reportedly affiliated with the following firms, among others, during his career in the securities industry: 12/06/2012 – 03/10/2022, MORGAN STANLEY (CRD#:149777), WILMINGTON, NC, 11/09/2004 – 12/07/2012, WELLS FARGO ADVISORS, LLC (CRD#:19616), WILMINGTON, NC The Financial Industry Regulatory Authority (FINRA) reportedly barred Good from working in the securities industry earlier this year. [read post]
17 Sep 2022, 9:15 am
Wells Fargo Wins FINRA Arbitration Against Former Rep With Three On And Off Lawyers (BrokeAndBroker.com Blog)SEC Buries the Lede About Stunning Misconduct in Its Office of the Ombudsman (BrokeAndBroker.com Blog)Former U.S. [read post]
17 Sep 2022, 9:15 am
In 2019, Wells Fargo discharged Robin Johnson. [read post]
