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16 Jun 2010, 1:58 am by Kevin LaCroix
Those days are clearly over, as the Court has granted cert petitions in several securities cases in recent years, including the Merck and National Australia Bank cases this term. [read post]
25 Oct 2017, 8:20 am by Renae Lloyd
    The post VelocityShares Daily Long VIX Short-Term ETNs – Investor Alert appeared first on White Securities Law. [read post]
5 Sep 2017, 7:25 am by Renae Lloyd
      The post Leon Vaccarelli Charged with Defrauding Elderly Customers $1 Million appeared first on White Securities Law. [read post]
30 Nov 2012, 5:25 am by Timothy P. Flynn
Mattison's application on behalf of the twins for survivor benefits was denied by the Social Security Administration. [read post]
6 Feb 2018, 5:00 am by John Jascob
” An agent will not be deemed to be independent if: (1) at the time it provides the valuation, the valuation agent or any affiliated person beneficially owns more than 5 percent of the class of securities to be listed, including any right to receive any such securities exercisable within 60 days; (2) the valuation agent or any affiliated entity has provided any investment banking services to the listing applicant within the 12 months preceding the date of the… [read post]
6 Mar 2014, 10:03 am by John Stigi
  The Court first noted that SLUSA focuses on transactions in covered securities, not uncovered securities. [read post]
3 Aug 2007, 6:49 am
And here we go.........investor claims against brokerage firms, hedge funds and banks are going to start rolling in. [read post]
12 Apr 2007, 8:46 am
There on her screen was everything needed for electronic filing from bank account to routing digits and of course social security numbers.The woman's mistake was not that she didn't use the information for nefarious purposes, it's that she should have immediately set up shop as a 'security expert,' blogged about the enormity of the hole and rode the tide of trackbacks to consultant fortune and DefCon fame. [read post]
21 Oct 2011, 6:14 am by admin
” This will be the first “raise” recipients have seen in three years, and most welcome the increase. [read post]
21 Oct 2011, 6:00 am by admin
” This will be the first “raise” recipients have seen in three years, and most welcome the increase. [read post]
14 Apr 2015, 8:33 am by Andrew Abramowitz
From Bloomberg, leveraged loans are not considered securities, which is a disputed point. [read post]
22 Jul 2014, 2:57 am
FIRST HAND ... as we have been appointed to assist with bond origination.Further reports to follow! [read post]
28 Feb 2019, 2:59 pm by Kevin LaCroix
Their first suggestion is to reform the way fees are awarded. [read post]
25 May 2020, 11:36 pm by Bright!Tax Writers
The post Americans Abroad to Receive Stimulus Payment by Prepaid Debit Card appeared first on Bright! [read post]
11 Jan 2012, 3:47 pm by Kim Zetter
Bank had a duty to ensure that they were properly notified about the PCI security standards when they were first instituted and had a duty to ensure that Cisero’s met those standards. [read post]
21 Sep 2023, 2:19 am by Seán Binder
  The post Early Edition: September 21, 2023 appeared first on Just Security. [read post]
11 Sep 2019, 12:33 pm by Renae Lloyd
    The post Apostolos Pitsironis (Paul Pitsironis) Broker Investigation appeared first on The White Law Group. [read post]