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1 Feb 2007, 7:12 am
The home improvement retailer announced yesterday that its GC Frank Fernandez has resigned effective Feb. 14. [read post]
30 Jan 2023, 10:00 pm
More than a decade after its initial proposal, the US Securities and Exchange Commission (SEC) has re-proposed a new rule under the Securities Act of 1933, as amended (the Securities Act), prohibiting material conflicts of interest in asset-backed securities (ABS) transactions, as required by Section 621 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the Dodd-Frank Act). [read post]
26 Jan 2011, 10:58 am
Exercising new authority Congress conferred on it in the Dodd Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), in a January 13 rulemaking proposal the Commodity Futures Trading Commission (CFTC) proposes to impose limit on holdings of certain derivatives, including swaps linked to energy commodity prices. [read post]
13 Feb 2010, 5:07 am
Patterson Harkavy is a sponsor at tonight’s 41st Annual Frank Porter Graham Awards Ceremony, hosted by the American Civil Liberties Union of North Carolina Legal Foundation. [read post]
21 Jun 2007, 1:21 am
Franking Rules, modified to apply to the Web in 1994 and last updated in 1996, state that members may not use non-congressionally [read post]
2 Apr 2011, 2:51 pm
If implemented effectively, recently proposed Dodd-Frank rulemakings promise to address many of these barriers. [read post]
27 Jan 2012, 8:14 am
While acknowledging that Section 953(b) is more prescriptive than many Dodd-Frank requirements, the groups said that the SEC has been afforded the time to thoroughly analyze the economic impacts that different alternatives will have on the U.S. economy at large. [read post]
6 Sep 2010, 2:55 pm
Title II of the Dodd-Frank Act establishes an orderly liquidation authority to unwind complex systemically important financial firms whose failure could put the entire financial system in jeopardy. [read post]
11 Sep 2015, 9:50 am
The Second Circuit, granting Chevron deference to SEC interpretive guidance, held that Dodd-Frank protections apply to internal whistleblowers. [read post]
12 Nov 2009, 7:53 am
The divorce at issue is that of Frank and Jamie McCourt. [read post]
17 Aug 2012, 12:25 pm
The Dodd-Frank Act contains clawback provisions in case of materially false financial statements or for executives of an institution placed in orderly liquidation. [read post]
4 May 2009, 11:24 am
One Robert Frank writes for the Wall Street Journal. [read post]
10 Dec 2010, 7:13 am
“A frank and candid exchange, yes. [read post]
4 Aug 2010, 4:57 pm
On July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) was signed into law. [read post]
16 Oct 2018, 10:00 am
The Honorable John Frank “Jack” Onion Jr., former presiding judge of the Texas Court of Criminal Appeals who died in September at 93, was one of the longest serving, prolific, and consequential judges in the history of the state of Texas. [read post]
23 Aug 2011, 8:55 am
The Volcker rule is contained in Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). [read post]
22 Dec 2020, 11:06 am
The Chief Counsel of the Office of the Comptroller of the Currency has issued Interpretive Letter 1173, addressing national bank and federal savings association preemption of state law under the Dodd-Frank Act. [read post]
16 Apr 2012, 12:57 pm
’” Prior to Dodd-Frank, the SEC was not clearly authorized to suspend or bar someone from the entire industry. [read post]
16 Nov 2009, 7:34 am
LIMITED ENTHUSIASM FOR Barney Frank and Chris Dodd's banking "fix. [read post]
16 Sep 2009, 6:32 am
FRANK WARNER: While Democrats rule, 20 things the press won't report on. [read post]
