Search for: "In Re Securities and Exchange Commission"
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22 May 2007, 2:29 pm
In response, we reanalyze our data, separating the individuals from the corporations; in every case the re-analyzed data support the conclusions of our original paper to the same extent or more strongly. [read post]
22 May 2007, 7:57 am
2.02(b) At all times during which a Unit is not occupied by its Unit Owner, it shall be made available on a daily or weekly basis to non-Unit Owners pursuant to a rental program operated either (i) by or on behalf of the Management Company or (ii) through no more than five (5) (or such greater number as shall be mandated by applicable determination of the Securities and Exchange Commission) rental agents approved (which approval shall not be… [read post]
19 May 2007, 1:44 am
After nearly five years of hearing concerns about uncertainty regarding management's responsibilities under 404 and complaints about burdensome audits under its companion auditing standard, the Securities and Exchange Commission may formally make the first change to the provision before Memorial Day weekend. [read post]
15 May 2007, 9:45 am
Investor advocates defended non-binding shareholder proposals as a useful tool of engagement with companies and urged the Securities and Exchange Commission not to scale back the ability of investors to file those resolutions. [read post]
11 May 2007, 3:38 am
Mar. 19, 2007):Although plaintiffs try to reconcile the cases, the Eighth and Ninth Circuits have split with respect to the scope of primary liability for secondary actors.FN24 The district court adopts a rule advocated by the Securities and Exchange Commission ("SEC"), in an amicus curiae brief before the Ninth Circuit, under which primary liability attaches to anyone who engages in a "transaction whose principal purpose and effect is to create a false… [read post]
10 May 2007, 5:15 am
We are examining the role of the Securities and Exchange Commission in the governance process. [read post]
8 May 2007, 5:27 am
Accomplice: Individual or individuals who voluntar Âily engage with another in the commission or attempted commission of a crime. [read post]
3 May 2007, 9:01 am
Securities and Exchange Commission ended its probe into Gradient in February, and said it would take no action. [read post]
1 May 2007, 11:55 am
Often it is gross sales less discounts, commissions, returns, taxes or other credits as intended by the parties to the agreement. [read post]
27 Apr 2007, 9:58 am
The Securities and Exchange Commission proposed recommendations in December that instruct managers to focus on items most likely to cause financial misstatements.I don't share Steel's optimism. [read post]
27 Apr 2007, 7:36 am
I challenge the Securities and Exchange Commission (SEC) to ask the following questions, and I challenge Usana to answer them truthfully: 1. [read post]
25 Apr 2007, 1:04 am
Attorneys Split on Likely Effectiveness of Former Apple GC's Defense
The Recorder
The Securities and Exchange Commission's civil fraud charges against former Apple Inc. general counsel Nancy Heinen on Tuesday represent the agency's highest-profile condemnation so far of stock option backdating at a tech company. [read post]
24 Apr 2007, 7:01 am
She is among the first Chief Financial Officers in the country to file financial statements with the Securities and Exchange Commission using XBRL. [read post]
20 Apr 2007, 7:39 am
In January, UnitedHealth asked the Securities and Exchange Commission for permission to exclude the measure on the grounds that CalPERS hadn't met the legal requirements of Minnesota (where the health insurance firm is incorporated) to propose a bylaw change. [read post]
18 Apr 2007, 1:23 am
New York Stack Exchange Inc. [read post]
18 Apr 2007, 12:29 am
In any event, before I begin, I must remind you that the comments I make today are my own and do not reflect the opinions of the staff or the other Commissioners of the Securities and Exchange Commission.Let me start by noting that in the nearly five years in which I've worked with IOSCO, I've never seen more interest with respect to the growing globalization of the securities markets and international securities regulation than in the last few months. [read post]
6 Apr 2007, 7:23 am
Bush's policy on prisoners accepted its premise: that the people in Guantánamo are so dangerous that letting any out will compromise American security. [read post]
3 Apr 2007, 9:04 am
In addition, Trillium withdrew a proposal at Ford Motor that was filed late, while Lehman Brothers and Merck were able to omit proposals from the Central Laborers Fund; the Securities and Exchange Commission agreed that the proposals were substantially similar to the ones shareholder activist Evelyn Y. [read post]
3 Apr 2007, 7:17 am
On Feb. 7, however, New Century informed the Securities and Exchange Commission that it would have to restate financial results for the first three quarters of 2006. [read post]
2 Apr 2007, 1:57 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKBusiness Law SEC Motion for Disgorgement, Interest, Penalties In Connection With Fraudulent Offering Granted Securities and Exchange Commission v. [read post]
