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27 May 2009, 8:07 pm
Securities and Exchange CommissionShares will continue to trade on the New York Stock Exchange.Subject to same SEC reporting requirements as NYSE companiesHow did investors react to this? [read post]
26 May 2009, 8:13 am
This Chancery Court decision resolved a dispute regarding the amount of fees and the division of fees between class counsel in a Delaware shareholders’ suit that challenged the exchange by Cablevision Systems Corporation of its then-outstanding tracking stock and certain assets of its Rainbow Media Division for Cablevision common stock. [read post]
26 May 2009, 6:58 am
The proposal is part of Finra's consolidation of rulebooks from its predecessor organizations, the National Association of Securities Dealers and the member regulation functions of the New York Stock Exchange. [read post]
21 May 2009, 11:53 am
AID=/20090520/REG/905209969Storied scheme led to ex-CEO Greenberg's departureBy Darla Mercado May 20, 2009, 2:22 PM EST The Securities and Exchange has announced that it will pay $843 million to investors in American International Group Inc. who were jilted in an accounting and securities fraud fiasco dating back to 2000.Checks to more than 257,000 investors will be distributed in the next few months, coming from a Fair Fund established by… [read post]
21 May 2009, 1:42 am
Dixon's recommended dismissal of the lawsuit by the son of former New York City Mayor Rudy Giuliani will be reviewed by a higher judge. [read post]
20 May 2009, 12:32 pm
By manipulating the market value of carefully selected stocks, the defendants generated more than $6.2 million in unlawful, undisclosed commissions, in violation of New York law and the trust of their customers. [read post]
20 May 2009, 7:36 am
New York Civil Liberties Union v. [read post]
19 May 2009, 5:04 am
Defense Motion to Dismiss Securities Fraud Class Action Granted because Defendants had no Duty to Disclose Merger Discussions Prior before Definitive Merger Agreement Reached and because Anonymous Source Insufficient to Satisfy Heightened Pleading Requirements of PSLRA (Private Securities Litigation Reform Act) New York Federal Court Holds Plaintiffs filed a class action against Bioenvision and certain officers and directors, and Perseus-Soros Biopharmaceutical Fund… [read post]
18 May 2009, 3:25 pm
FINRA was created in July 2007 through the consolidation of NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange. [read post]
15 May 2009, 2:06 am
Source: Lexology, May 15, 2009. [read post]
11 May 2009, 5:19 am
Friday in a column in The New York Times. ... invest DK New York. [read post]
9 May 2009, 8:15 am
The New York Times website now features a "Perks Watch" reporting on the latest nuggets culled from proxy statements: club memberships, home security, sports tickets and that enduring favorite, the personal use of corporate aircraft. [read post]
7 May 2009, 4:27 pm
Eastern, when the major securities markets close in New York. [read post]
6 May 2009, 1:22 am
Former New Jersey Prosecutor Enters Plea Deal on Prostitution-Related Charges
New York Law Journal
More than two years after being accused of running a New York-based call-girl ring, a former Assistant U.S. [read post]
4 May 2009, 11:00 pm
His interest can be preserved by the issuance, on equitable terms, of income bonds or preferred stock. [read post]
4 May 2009, 3:29 am
Friday in a column in The New York Times. ... invest DK New York. [read post]
30 Apr 2009, 8:31 pm
Well, since the case was filed in New York, the law of the Second Circuit Court of Appeals applies. [read post]
30 Apr 2009, 2:57 pm
And so, with these fighting words by President Obama, Chrysler files for bankruptcy in the Bankruptcy Court for the Southern District of New York. [read post]
30 Apr 2009, 4:28 am
As you may recall, ConEd involved a suit in the Federal District Court for the Southern District of New York brought by a target corporation seeking monetary damages under New York law for its shareholders' lost merger premium. [read post]
28 Apr 2009, 11:54 am
According to press reports, the Securities and Exchange Commission may take final action this week to approve a New York Stock Exchange rule change to bar brokers from casting uninstructed client shares in uncontested elections. [read post]
