Search for: "Security First Managers, LLC."
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16 Jul 2013, 6:10 am
As an analyst quoted by Bloomberg noted: “Expenses are probably between $500 million and $1 billion too high,” Marty Mosby, an analyst at Guggenheim Securities LLC, said in an interview before results were disclosed. [read post]
16 Jul 2013, 6:10 am
As an analyst quoted by Bloomberg noted: “Expenses are probably between $500 million and $1 billion too high,” Marty Mosby, an analyst at Guggenheim Securities LLC, said in an interview before results were disclosed. [read post]
16 Jul 2013, 6:10 am
As an analyst quoted by Bloomberg noted: “Expenses are probably between $500 million and $1 billion too high,” Marty Mosby, an analyst at Guggenheim Securities LLC, said in an interview before results were disclosed. [read post]
15 Jul 2013, 3:55 am
The overwhelming majority of LLC agreements I’ve come across flip the default rule and prohibit all manner of assignment absent the other members’ or managers’ consent and/or is made subject to a right of first refusal. [read post]
8 Jul 2013, 8:53 am
I have previously written here about whether interests in an LLC or an LLP can be viewed as securities. [read post]
3 Jul 2013, 2:55 pm
Metropolitan West Asset Management, LLC highlights at least two important take-aways with respect to the cash solicitation rule. [read post]
2 Jul 2013, 9:50 am
Madoff Investment Securities LLC, Nos. 11-5044, 11-5051, 11-5175, 11-5207, 2013 WL 3064848 (2d Cir. [read post]
1 Jul 2013, 3:48 am
Picarella involves a member-managed Florida LLC formed in 2003 to own and operate a residential apartment building in Miami. [read post]
18 Jun 2013, 4:56 pm
Clio allows you to manage your matters, clients, time, bills, trust accounts and more all through a a secure, easy-to-use, web-based interface. [read post]
17 Jun 2013, 9:18 am
Lube-Tech also had not alleged it had security measures or a computer-use policy. [read post]
13 Jun 2013, 7:05 pm
Mirror Worlds, LLC v. [read post]
21 May 2013, 10:00 am
FMR, LLC. [read post]
3 May 2013, 12:08 pm
Vice President Joseph Biden (C) speaks as Secretary of Health and Human Services Kathleen Sebelius (L) and Office of Management and Budget Director Jacob Lew listen. [read post]
29 Apr 2013, 9:43 am
Both affiliate groups are incorporated as LLCs. [read post]
22 Apr 2013, 8:05 am
For securities purposes, the issuances are both securities issuances, requiring satisfaction of securities law filings (including based on a 701 exemption). [read post]
19 Apr 2013, 10:00 am
FundersClub Management LLC exercises management rights and provides the start-up with strategic and networking assistance. [read post]
12 Apr 2013, 10:48 am
-Risk management: as more capital is pouring into IP, how do we manage the volatility? [read post]
10 Apr 2013, 12:17 pm
When this Kat first set foot in Iceland, fascinated by the countless steamy glaciers, wind-swept lagoons and colourful mountains (here is this Kat's favourite landscape photographer), he discovered that elves, trolls and other magical creatures which populated Icelandic fiction and sagas. [read post]
4 Apr 2013, 6:48 pm
All registered investment advisers or managers filing as exempt reporting advisers with the SEC or a state securities authority must file an annual amendment to Form ADV within 90 days of the end of their fiscal year. [read post]
29 Mar 2013, 9:49 am
First, AF Holdings made no showing that it could not post bond. [read post]