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21 Sep 2010, 5:00 am
Here is what the SEC wants to address in the next three months: October – December 2010 (planned) Diversity §342: Establish new Office of Women and Minority Inclusion Oversight of Investment Advisers §§404 and 406: Propose (jointly with the CFTC for dual-registered investment advisers) rules to implement reporting obligations on investment advisers related to the assessment of systemic risk §§407 and 408: Propose rules… [read post]
5 Aug 2016, 6:27 am
NCS Healthcare, Section 10(b), Securities Act, Securities litigation, Settlements, Supreme Court SEC Proposed Rule on Continuity Planning by Registered Investment Advisers Posted by Paul A. [read post]
27 Jul 2010, 2:08 am
Of course, early intervention and investing in families – often the most marginalised in society – costs money. [read post]
21 Nov 2009, 12:48 pm
(snip)The UMass board’s committee on administration and finance will take up the issue Dec. 2. [read post]
3 Nov 2017, 10:09 am
On Thursday, House Ways and Means Committee leadership released bill language for federal tax reform. [read post]
18 Apr 2019, 3:00 am
Senate Committee on Banking, Housing, and Urban Affairs hearing on ESG Principles in Investing and the Role of Asset Managers, Proxy Advisors and Other Intermediaries, as well as ongoing activity at the U.S. [read post]
17 Jun 2022, 12:05 pm
At the same time the EPO plans to reduce the staffing level in core tasks even further. [read post]
10 Jan 2023, 7:12 pm
The rankings are decided by China's economics planning team, the National Development and Reform Commission (NDRC), the People's Bank of China, and the Chinese court system, according to the South China Morning Post. [read post]
27 Apr 2010, 12:23 pm
Senator Reed plans to introduce these investor protection provisions as an amendment to S. 3217 when it reaches the Senate floor. [read post]
23 Nov 2007, 12:46 pm
A national governing council or committee. 2. [read post]
19 Dec 2011, 12:33 pm
As published in Investment Executive [read post]
13 May 2016, 6:13 am
Hochberg, Sullivan & Cromwell LLP, on Sunday, May 8, 2016 Tags: Conflicts of interest, Consumer protection, DOL, ERISA, Fiduciary duties, Financial regulation, Internal Revenue Code,Investment advisers, Investor protection, Retirement plans Information-Dissemination Law: The Regulation of How Market-Moving Information Is Revealed Posted by Kevin S. [read post]
5 Nov 2010, 4:33 am
Budget cuts “should be done responsibly and not at the expense of investments that advance America’s leadership in science and technology,” they argue. [read post]
28 Dec 2011, 1:50 pm
Heck Morgan Stanley's Global Investment Committee already sends out its Investor Insights reports through its Twitter handle, @MSSB_GIC. [read post]
19 Jul 2009, 7:41 pm
Black never mentioned the incentive for directors, especially outside directors, to consciously participate in planning and executing a criminal conspiracy which was bound to ultimately fall apart. [read post]
17 Nov 2011, 9:12 am
And an Ontario proposal for pension plans to disclose whether their statements of investment policies address environmental, social and governance factors reflects a growing global standard of accountability. [read post]
13 Jan 2009, 3:20 am
You just need to have a purpose and a plan. [read post]
11 Jan 2012, 5:51 am
These can require investment of resources in reform and the formulation of new policies, strategies and plans for the transition to ensure predictability and effectiveness in the legal order and to strengthen, rather than undermine, the legal system. [read post]
7 Oct 2016, 6:01 am
Patton, Duke University, on Sunday, October 2, 2016 Tags: Disclosure, Financial reporting, Fund managers, Fund performance, Hedge funds, Information environment,Misreporting, Reporting regulation, Securities regulation, Systemic risk, Voluntary Disclosure Earnings and the Value of Voting Rights Posted by Umit Gurun, University of Texas at Dallas, and Oğuzhan Karakaş, Boston College, on Monday, October 3, 2016 Tags: Accounting, Cash flows, Control rights, Disclosure, Earnings… [read post]
13 Mar 2008, 6:10 pm
Additional funding for the 25mm HEAB for the SFV and LAV will ensure this program will run effectively during its planned service until 2051. [read post]
