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14 Jun 2010, 3:00 pm by Kim Krawiec
In sum, infamous rogue traders don’t typically jump out of the starting gate with large losses. [read post]
21 May 2021, 10:23 am by luiza
 While promising protection from predatory traders, ITG, the SEC concluded, effectively served up open client orders to high-frequency traders. [read post]
12 Jun 2010, 2:48 pm by Kim Krawiec
As I'll illustrate in my next post, this pattern is shared by rogue traders John Rusnak at Allied Irish Banks, Nicholas Leeson at Barings Bank, and Joseph Jett at Kidder Peabody, among others. [read post]
28 Dec 2012, 9:43 pm by Andy Weisbecker
Trader Joe’s has also posted a customer advisory on their internet page and initiated a recall. [read post]
28 Dec 2012, 10:02 am by Bill Marler
Trader Joe’s has also posted a customer advisory on their internet page and initiated a recall. [read post]
13 Oct 2011, 2:00 am by Kara OBrien
This may present practical difficulties where the holder of the master account is unwilling to provide full information about each of the traders in its sub-accounts, as the traders have no direct relationship with the broker-dealer providing the master account. [read post]
2 Oct 2012, 1:09 am
It would no longer be necessary for a trader to become a member of an exchange to be able to operate as a trader/broker. [read post]
15 Nov 2013, 5:24 pm by Hedge Fund Lawyer
The trader had a consulting agreement with a former high-level employee of a public company. [read post]
29 Jul 2010, 10:17 pm by Hedge Fund Attorney
The proposed limits would have restricted the position energy traders could hold and addressed concerns many lawmakers had about the connection between those traders and rising energy prices. [read post]
21 Oct 2008, 12:15 pm
  The Branch Chief described the theory against the registered representative in Bear Stearns as a "rogue trader. [read post]
4 Jun 2011, 10:05 pm by Kali Borkoski
First Derivative Traders. [read post]
4 Sep 2012, 6:44 am by Michael B. Stack
”   , “The Small Business Rebate Program offers small business owners and sole traders rebates of up to $500 to help purchase and install safety improvements that they otherwise might not be able to afford. [read post]
2 Jul 2012, 12:59 pm by David Zaring
 It was - just barely - good enough to finish, a bit too mopey for my taste, with a pretty hollow center of an observant young nanny, but it offers a touching faith that even chick lit readers will still find the sins of derivatives traders interesting. [read post]
4 Jun 2010, 8:18 am by amanda rachel
The new fees are as follows: $140 for applications that are not petition based, including B-1/B-2 tourist and business visitor visas, border crossing cards, and F, M and J student and exchange visitor visas; $150 for petition-based visas, including H, L, O, P, Q and R work-authorized visas; $350 for K fiancé(e) visas; and $390 for E treaty trader/investor visas. [read post]
2 Apr 2008, 7:03 pm
But trade experts and Iranian traders in Dubai said there was little evidence that the new export control law was being broadly enforced. [read post]
17 Dec 2019, 10:55 am by Kate Cox
Writers went digging through the trash in New Jersey and came up with dozens of items to sell, such as "a stencil set, scrapbook paper, and a sealed jar of Trader Joe’s lemon curd. [read post]
19 Jul 2006, 9:43 am
This morning, traders took the attempted buyout as a clear signal that HCA management regards its stock as undervalued in the market. [read post]
12 Apr 2012, 6:00 am by SECLaw Staff
The panel also fined DLA's head trader $200,000 and suspended him for six months from the securities industry. [read post]