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28 Jan 2015, 10:41 am by John Jascob
” These harms include, the petition maintains, a perception by individuals that “cozy relationships” allow insiders and elite traders to exploit nonpublic information for personal gain. [read post]
28 Jan 2015, 3:30 am by Editors
Looking for insights and tips as you guide your in-house career? [read post]
26 Jan 2015, 5:00 am by Doug Cornelius
What the two traders did is certainly enough to get them fired. [read post]
23 Jan 2015, 2:10 pm by Adam Nicolazzo
Li previously worked as a trader for Galleon Group, which collapsed amid allegations of insider trading, and the 2011 conviction and imprisonment of Raj Rajaratnam, Galleon’s founder. [read post]
22 Jan 2015, 9:01 pm by John Dean
Burns found most politicians to be transactional leaders, “a horse trader with his followers, offering jobs for votes, say, or support of important legislation in exchange for campaign contributions. [read post]
22 Jan 2015, 9:01 pm by John Dean
Burns found most politicians to be transactional leaders, “a horse trader with his followers, offering jobs for votes, say, or support of important legislation in exchange for campaign contributions. [read post]
22 Jan 2015, 4:33 am
" [para 33]This said the judge reviewed the elements of a passing off action, and recalled that to succeed it is enough the goods or services of a trader like Topshop, are represented as being in some way connected or associated with another trader (Rihanna in this case, as she engages in licensing activities connected to the use of her image). [read post]
21 Jan 2015, 9:30 pm by Todd Aagaard
In ONEOK, the central issue is whether the Federal Power Act or state antitrust laws govern the activities of natural gas traders who manipulated the market for gas during the 2000-01 California electricity crisis. [read post]
21 Jan 2015, 8:31 am by SEClaw Staff
Canadian Man Charged With Conducting Fraudulent Trading SchemeA man living in Ontario, Canada, has been charged with orchestrating a lucrative market manipulation scheme that relied on “layering” in which a trader places orders solely to trick others into buying or selling U.S. publicly traded stocks at artificially inflated or depressed prices.UBS Subsidiary Charged With Disclosure Violations and Other Regulatory Failures in Operating Dark PoolA subsidiary of UBS has been… [read post]
20 Jan 2015, 3:52 pm by Joe Mullin
Dratel said this was, at least in part, from being a successful trader in the digital crypto-currency. [read post]
20 Jan 2015, 6:10 am by Adam Weinstein
The SEC order found that Wedbush had inadequate risk controls in place before providing customers with access to the market including some anonymous overseas traders. [read post]
20 Jan 2015, 6:08 am by Adam Weinstein
In June 2014, the SEC charged Wedbush with providing market access to overseas traders without preapproval and without ensuring that they complied with U.S. law. [read post]
20 Jan 2015, 5:26 am by Eleonora Rosati
In passing off, if a trader who has built up goodwill ceases to trade (or ceases simply to use the sign with which the goodwill has become associated), the goodwill is presumed gradually to dissipate. [read post]
14 Jan 2015, 6:51 am by Walter Olson
” [Bloomberg] Tweet Tags: NYC, sportsEjected for heckling Knicks, ex-trader sues is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
14 Jan 2015, 3:58 am
It is almost certain that you will need to use an established Chinese distributor or sales agent, since these traditional traders control the market. [read post]
13 Jan 2015, 5:35 pm by Old Fox
Compulsive, pathological lying narcissist, friendless, cruel control freak, crooked inside trader, self-described feminist that brags about knowingly defrauding a court to defend a sadistic violent rapist, attacks her husband's many "bimbos," agent and protector of the Muslim Brotherhood, jihadist assassins, a tone deaf, repulsively ugly elitist with thunder thighs that dresses like a gay psychic from Puerto Rico, killer of Vince Foster, Ron Brown, two boys in Mena, four… [read post]
13 Jan 2015, 3:57 am by Broc Romanek
Cox referred to this insider trader, who had been enjoined, as an indifferent violator. [read post]
12 Jan 2015, 3:22 pm by D. Daxton White
Financial Advisor Magazine reports that the recent plunge in oil prices is causing many traders to treat the $27 billion of investment grade energy debt as junk. [read post]
12 Jan 2015, 6:47 am by Robert Van De Veire
  Non-sales employees such as product engineers, traders and the like frequently receive performance bonuses that are not tied to any predetermined scale or schedule. [read post]
9 Jan 2015, 11:14 am by Tom Smith
Billionaire environmentalist Tom Steyer is mulling a run for Barbara Boxer’s Senate seat, according to a person close to the former hedge fund trader. [read post]