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12 Aug 2015, 9:07 am
FINRA alleged that between May 1, 2006 and June 20, 2014, LeDoux failed to timely update his Form U4 to reflect the following six liens totaling $184,795. [read post]
25 Jan 2017, 5:04 pm
by Stephen Díaz Gavin For more than 80 years, Section 310(b) of the Communications Act of 1934 has been interpreted as prohibiting direct foreign ownership of more than 20% and indirect ownership of 25% or more of US radio and television broadcast stations. [read post]
17 Nov 2009, 6:27 am
• On Tuesday, the Dow Jones Industrial Average rose 20 points. [read post]
13 Feb 2020, 11:24 am
The results presented assume a residual profit threshold of either 10 percent or 20 percent and a 20 percent reallocation of residual profits to market jurisdictions (excluding the commodities and financial sector). [read post]
5 Jan 2010, 7:56 pm
When China was not booming Foreign Direct Investments (FDIs) into China were seen as dependent on the investment climate, including the legal situation in regard to IPRs. [read post]
23 Jun 2015, 10:28 am
The company started 20 years ago. [read post]
30 Jun 2008, 6:17 pm
Jamison and Company hosted a Hedge Funds and Investment Management Update. [read post]
1 Sep 2019, 11:32 am
Presidential candidate Andrew Yang’s climate plan aims to get the US to net-zero carbon emissions with a range of new initiatives — including investing in major geoengineering projects like giant mirrors in space. [read post]
30 May 2018, 2:30 am
Also, it did not adequately update the 20-year language for the alternative recovery period. [read post]
2 Feb 2014, 8:12 pm
(Amy Teibel, Israel planning investment fund to turn natural gas to gold, U.S.A. [read post]
17 May 2019, 7:19 am
After failing to comply with a FINRA request for information and did not request a termination of his suspension, Minichino was then barred indefinitely effective 12/20/2018. [read post]
21 Jan 2020, 10:49 am
Petrillo, Thrivent Investment Management in Volo, IL Are you concerned about investments with Paul W. [read post]
16 Nov 2020, 11:31 am
While 20 complaints were reportedly settled, 2 are still pending and 1 complaint from 2000 was closed/no action, according to FINRA. [read post]
16 Jan 2014, 1:48 pm
According to the plea agreement the amount he cheated from his clients was somewhere between $7 million and $20 million. [read post]
2 Oct 2018, 11:21 am
Are you concerned about your investment in Medovex Corp.? [read post]
6 May 2009, 11:53 am
Last week, the Securities and Exchange Commission charged six people, including ex-Citigroup Global Markets' investment banker Maher Kara and his brother Michael Kara, with taking part in a multimillion-dollar insider trading investment scam that involved tipping others about upcoming merger deals. [read post]
25 Apr 2022, 3:37 pm
GWGH filed for federal Chapter 11 bankruptcy proceedings in Houston, Texas on April 20, 2022, blaming its financial dire straits on an inability to raise capital. [read post]
22 Feb 2017, 2:59 pm
The Lodging Industry Investment Council (LIIC) met in Los Angeles during the American Lodging Investment Summit 2017 and our friends from Hotel News Now (HNN) were on the scene. [read post]
27 May 2010, 11:23 pm
It is complaining that it has a market share in China of 15 to 20 percent but which is only good for 1 percent of the revenues. [read post]
26 Mar 2009, 10:00 pm
The IRS also published Revenue Procedure 2009-20, which provides safe harbor treatment for those who were subject to such schemes and report the losses in a certain way. [read post]
