Search for: "DIVISION OF RISK MANAGEMENT"
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4 Oct 2016, 7:19 am
The complaint said the Division’s enforcement section learned of the Morgan Stanley sales contest when an ex-Morgan Stanley adviser replied to a Division inquiry asking why he had left the firm. [read post]
3 Oct 2016, 11:52 am
Inaction or half-heartedness from the FA, FIFA and other authorities on corruption risks the true beauty at the heart of the beautiful game. [read post]
2 Oct 2016, 10:00 pm
He sees executive suite interest in new regulatory strategies, managing supply chain risks, and responding to consumers needs such as with so-called clean foods. [read post]
29 Sep 2016, 11:24 am
Ceresney, Director of the SEC Enforcement Division. [read post]
23 Sep 2016, 4:08 pm
Kapos; and (4) mitigation of settlement risk in Alice. [read post]
21 Sep 2016, 4:50 pm
” Insurers, brokers and risk managers need to be mindful of the continuing potential securities class action risk in this area. [read post]
19 Sep 2016, 10:00 pm
The only people who see gloves as an effective barrier in managing the norovirus risk are the inspectors, following a food code where hand-washing is not based on risk. [read post]
15 Sep 2016, 7:36 am
"Jennifer thoroughly understands our capital markets and how regulation affects them,” said Mark Flannery, Director of the Division of Economic and Risk Analysis. [read post]
15 Sep 2016, 5:51 am
Stumpf from that same interview in The Chronicle: “We think everyone here is a risk manager,” he said. [read post]
11 Sep 2016, 9:30 pm
And yet industry and environmentalists—and Republicans and Democrats—have managed to agree on major changes to the way we study and restrict chemicals. [read post]
8 Sep 2016, 7:40 am
(Energy Progress) due to the unacceptable risk of these companies being responsible for severe environmental damage. [read post]
4 Sep 2016, 1:49 pm
They may:Overcharge for services or productsUse deceptive or unfair business practicesUse their positions of trust or respect to gain complianceWho is at risk? [read post]
30 Aug 2016, 4:00 am
The vendor’s stated intention for the remaining business is to “focus on the intersection of global commerce and regulation”, which sounds as if there is greater enthusiasm for its financial and risk management activities rather than its legal, tax and accounting publishing ones. [read post]
27 Aug 2016, 1:05 pm
Hepatitis A is much more common in countries with underdeveloped sanitation systems and, thus, is a risk in most of the world. [11, 16] An increased transmission rate is seen in all countries other than the United States, Canada, Japan, Australia, New Zealand, and the countries of Western Europe. [9] Nevertheless, infections continue to occur in the United States, where approximately one-third of the population has been previously infected with HAV. [6, 12] Each year, approximately… [read post]
25 Aug 2016, 5:50 pm
” The management-side labor and employment attorney pointed to another downside for federal contractors. [read post]
24 Aug 2016, 12:34 pm
” The management-side labor and employment attorney pointed to another downside for federal contractors. [read post]
24 Aug 2016, 2:28 am
The major one is the scale of the risk involved. [read post]
23 Aug 2016, 6:18 am
Many (almost 80%) of the judges who had resigned were in the civil/commercial divisions, with division chiefs and deputy division chiefs accounting for 14% and 19% respectively. [read post]
22 Aug 2016, 12:19 pm
Harrigan, Chief Risk Officer and General Counsel, Service Credit Union, Portsmouth, NH Ricardo Ledezma, Corporate Compliance Assurance Manager, San Antonio Federal Credit Union, San Antonio, TX Sarah Marshall, Chief Executive Officer, North Side Community Federal Credit Union, Chicago, IL Dayatra T. [read post]
18 Aug 2016, 11:46 am
For example, GCHQ’s information assurance division CESG ha [read post]
