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14 Apr 2016, 9:30 pm by RegBlog
Second, it should give more serious consideration to online companies such as Google and Amazon. [read post]
14 Apr 2016, 8:41 am by Marty Lederman
 Under the government's accommodation, the insurer must “[e]xpressly exclude contraceptive coverage from the group health insurance coverage provided in connection with the [employer’s] group health plan,” and must “[p]rovide separate payments” for contraceptive services. [read post]
14 Apr 2016, 6:30 am by Kyle Krull
If you are working for a company, many have employer-sponsored life insurance plans for their employees. [read post]
13 Apr 2016, 4:55 pm by Kevin LaCroix
  So what is the role of a law firm executive committee amid all of this complex and bet-the-company workflow? [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
    Subject to this cautionary proviso, the following are some of the activities that the Rule identifies as activities that might fall outside the Rule’s covered investment activities in the manner required by the Rule: “Education” as defined and provided in accordance with the Rule; “General communications that a reasonable person would not view as an investment recommendation;” Simply making available a platform of investment alternatives without… [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
    Subject to this cautionary proviso, the following are some of the activities that the Rule identifies as activities that might fall outside the Rule’s covered investment activities in the manner required by the Rule: “Education” as defined and provided in accordance with the Rule; “General communications that a reasonable person would not view as an investment recommendation;” Simply making available a platform of investment alternatives without… [read post]
12 Apr 2016, 10:39 am by Ruby Powers
Evidence of investors’ nationality: passports, articles of incorporation of parent company, stock exchange listings. [read post]
12 Apr 2016, 10:33 am by Andrew S. Williams, Esq.
The insurance company is not responsible for preparing a complete plan document or providing a compliant SPD. [read post]
11 Apr 2016, 10:15 am by Cynthia Marcotte Stamer
Stamer works closely with employer and other plan sponsors, insurance and financial services [read post]
11 Apr 2016, 10:15 am by Cynthia Marcotte Stamer
Stamer works closely with employer and other plan sponsors, insurance and financial services companies, plan fiduciaries, administrators, and [read post]
10 Apr 2016, 5:32 pm by Kevin LaCroix
There recently has been a “dramatic rise” in the incidence of business e-mail compromise (BEC) scams, according to an April 4, 2016 alert from the Federal Bureau of Investigation (here). [read post]
6 Apr 2016, 11:26 am by Suzanne M. Leff
The agreement must include, but is not limited to, the following: a) Beginning and ending dates of the contract; b) Details of all compensation, fees and charges; c) Cancellation rights of the parties; d) Record retention and distribution policy; e) Errors and omissions insurance coverage; f) Crime fidelity insurance coverage; g) A general description of the records to be kept and the accounting or bookkeeping system to be used; and h) The designated manager's license… [read post]
6 Apr 2016, 4:00 am by Administrator
Economical Mutual Insurance Company v. [read post]
31 Mar 2016, 9:51 am by Green, Schafle & Gibbs
Michael Roger Griffith (Middle River, Maryland)Without admitting or denying the findings, Griffith consented to the sanction and to the entry of findings that he submitted fictitious life insurance applications on behalf of a customer of his member firm, forged the customer’s signature on the applications, and set up an automatic bank debit for the policies using the customer’s banking information, all without the customer’s knowledge or authorization.Michael William Hajek… [read post]