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Investor Fraud: Alleged $100M Future Income Payments Fraud, Capital Investment Group to Pay One Elderly Investor $400K, and Tech Fund Adviser is Now Facing Fraud Charges
27 Aug 2018, 8:34 am by ccollins
At Shepherd Smith Edwards and Kantas, our investor lawyers represent retail investors, high-net worth individual investors, and institutional investors in recouping their securities fraud losses. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Ind. Decisions - Court of Appeals issues 3 today (and 28 NFP)
10 May 2007, 10:39 am
" Joshua Smith v. [read post]
The Indiana Law Blog - http://indianalawblog.com/
NYCHA'S UNWANTED
13 Oct 2010, 11:00 am by Lucas A. Ferrara, Esq.
., 340 Morris Avenue, Patterson Houses, Bronx Edward Wright Case 1748/10 formerly associated with the 3rd fl., 383-385 East 141st Street, Mott Haven Houses, Bronx Raymond Hecker Case 1762/10 formerly associated with the 6th fl., 315 Saint James Place, Smith Houses, Manhattan Jaquan Davis Case 1739/10 formerly associated with the16th fl., 301 East 156th Street, Jackson Houses, Bronx Alvin Summers / Marcus Glaud Case 755/10 formerly associated with the 2nd fl., 233… [read post]
Real Estate Law Blog - http://www.nyrealestatelawblog.com/
What if law enforcement failed to detain a drunk driver?
6 Apr 2015, 10:26 am by Edward Smith
My firm, the Law Offices of Edward A. [read post]
Sacramento Injury Attorneys Blog - http://www.sacramentoinjuryattorneysblog.com/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules February 2022
22 Feb 2022, 1:58 pm by Silver Law Group
Morgan Securities LLC   Thomas Hagan   Morgan Stanley   Wells Fargo Advisors, LLC   Forrest Jones   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Fortune Financial Services, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Bars Stockbrokers For Failing To Provide FINRA With Information May 2022
1 Jun 2022, 9:16 am by Silver Law Group
  AIG Capital Services, Inc   Jun Ouyang   Morgan Stanley & Co., LLC   Stephen Wenske   Edward Jones FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Strong first appearances
7 May 2024, 4:45 am by Dylan Gibbs
Justice Edwards of Ontario’s Superior Court of Justice ordered a mistrial late last year after a lawyer’s conflict of interest came to light mid-trial. [read post]
Hearsay - https://hearsaydaily.ca
SEC and CFTC File Multiple Binary Options Fraud Complaints Accusing Marketers of Defrauding Investors of Millions of Dollars
1 Oct 2018, 1:04 pm by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Institutional Investment Securities Round-Up: Citigroup Agrees to $3.5M FINRA FIne Related to Subprime RMBS, Ex-Broker Consents to $600K CFTC Fine Over Alleged Options Trading Scam, and Senate Ag Chair Presses Regulators To Fully Implement Dodd-Frank
29 May 2012, 6:05 pm
Our institutional investment lawyers at Shepherd Smith Edwards and Kantas, LTD, LLP represents investors throughout the US. [read post]
Institutional Investor Securities Blog - http://www.institutionalinvestorsecuritiesblog.com/
REIT Investors Suffer Major Losses
25 Jun 2019, 12:55 pm by ccollins
REIT Investor Fraud ClaimsShepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) is currently working with REIT investors who have suffered unexpected losses from AFIN, Hospitality Investors Trust, and Northstar Healthcare Income. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
FINRA Suspends Registered Individuals For Violations Of FINRA Rules March 2021
28 May 2021, 6:56 am by Silver Law Group
  Michael Swenson   Merrill Lynch, Pierce, Fenner & Smith Incorporated   Piper Jaffray & Co. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Unregistered Brokers Are Charged With Selling More Than $243M of Woodbridge Securities to Over 1600 Investors
23 Aug 2018, 5:56 pm by ccollins
Our Woodbridge investor fraud lawyers at Shepherd Smith Edwards and Kantas have been speaking with investors that suffered such losses. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Transamerica Entities to Pay $97M to Investors Over Flawed Investment Models
27 Aug 2018, 5:00 pm by ccollins
Our investor lawyers at Shepherd Smith Edwards and Kantas, LTD LLP represent investors throughout the US. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Securities News: Genstar to Acquire Cetera With $1B in Junk Bond Sales, Financial Adviser Admits to Fraud Involving $2M Trading Loss, and BlackRock Funds Shareholders Sue Over Excessive Fees
26 Aug 2018, 7:59 pm by ccollins
Contact Shepherd Smith Edwards and Kantas, LLP today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
SEC Practice of Settling Enforcement Actions Without Requiring Defendants to Deny or Admit to Allegations Gets Support from Federal Judges and Democrats
26 May 2012, 7:05 pm
Contact our SEC securities lawyers at Shepherd Smith Edwards and Kantas, LTD, LLP today. [read post]
Institutional Investor Securities Blog - http://www.institutionalinvestorsecuritiesblog.com/
Govt. Not Prepared for Next Inevitable Financial Crisis, Says Ex-SEC Chair
30 Jul 2012, 8:41 am
Securities Fraud Our securities attorneys at Shepherd Smith Edwards and Kantas represent investors throughout the US. [read post]
Institutional Investor Securities Blog - http://www.institutionalinvestorsecuritiesblog.com/
Wirehouses Struggle to Retain Their Share of the High-Net-Worth-Market
6 Apr 2012, 2:05 pm
For example, last year, almost a third of Edward Jones’s $481.8 million in profits came from mutual fund company fees. [read post]
Institutional Investor Securities Blog - http://www.institutionalinvestorsecuritiesblog.com/
Hearing Loss due to Medication
29 Jan 2015, 4:56 pm by Edward Smith
The Law Offices of Edward A. [read post]
Sacramento Injury Attorneys Blog - http://www.sacramentoinjuryattorneysblog.com/
Investor Fraud: Former MML Investors Broker Who Sold $3.5M of Woodbridge Notes is Barred, Ex-Merrill Lynch Rep Gets 40-Month Prison Term for Defrauding Clients, and Barred UBS Broker is Sentenced in $3.7M Fraud
15 Feb 2019, 11:32 am by ccollins
Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) works with retail investors, institutional investors, and high net worth individual investors throughout the US. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/
Securities Cases: Anti-Money Laundering Violation Allegations Lead to $5.3M Fine Against ICFBCFS, Three Houston-Based Healthcare Executives are Accused of Falsifying Financial Information, and Pension Fund Accuses Wells Fargo of Holding Back Rebate Fees
18 May 2018, 12:50 pm by ccollins
” If you are a pension fund that suspects that your investment losses may be due to fraud, negligence, or wrongdoing, contact our institutional investor fraud lawyers at Shepherd Smith Edwards and Kantas, LLP today. [read post]
Stock Broker Fraud Blog - https://www.investorlawyers.com/blog/