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24 Jun 2015, 9:30 pm
In these cases, there is a risk that co-investment agreements could distort competition by including non-competing clauses or information exchange. [read post]
28 Jan 2011, 9:58 am
The Exchange site proposes on solution to this, call “Regulated Sector Categories. [read post]
16 Mar 2022, 9:20 am
In recent weeks, the United States has increased sanctions and export controls on the Russian economy as part of a coordinated effort with the European Union and United Kingdom. [read post]
13 Aug 2021, 5:51 am
Jacoby (UCLA), on Monday, August 9, 2021 Tags: Corporate Social Responsibility, ESG, Financial regulation, Labor markets, Ownership, Pension funds, Securities regulation, Stakeholders, Unions Considering a Culturally Congruent EESG and DEI Component in Incentive Plans Posted by John D. [read post]
9 Sep 2011, 4:08 am
Can There Be Insider Trading on Pre-IPO Exchanges? [read post]
10 Nov 2023, 10:17 am
But now that we know how, even with the best of intentions and efforts, some children are still traumatized by holiday and visitation exchanges, can we do better by them? [read post]
4 Sep 2018, 2:48 pm
At least one jailhouse informant had drug charges dropped in exchange for passing on information. [read post]
11 Jan 2024, 9:05 pm
Securities and Exchange Commission (SEC) approved bitcoin exchange-traded funds (ETFs), allowing investors to buy and sell bitcoin just like stocks and other financial instruments. [read post]
14 Nov 2019, 3:45 am
The carbon tax rates were converted into USD using the average 2018 USD-EUR exchange rate (0.848); see IRS, “Yearly Average Currency Exchange Rates,” https://www.irs.gov/individuals/international-taxpayers/yearly-average-currency-exchange-rates. [read post]
21 Mar 2024, 1:16 pm
However, the definition of a “transferee entity” excludes certain highly-regulated entities, including U.S. governmental authorities, securities reporting issuers, certain banks, credit unions, depository institution holding companies, money service businesses, brokers or dealers in securities, securities exchange or clearing agencies, other Exchange Act registered entities, insurance companies, state-licensed insurance producers, Commodity Exchange… [read post]
13 Jun 2011, 12:33 pm
Kostro, Esq., an attorney/lawyer/mediator in Linden, Union County, New Jersey. [read post]
31 Mar 2017, 9:17 am
The following Commission Delegated Regulations and Delegated Directives supplementing MiFID II / MiFIR have been published in the Official Journal of the EU: Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive (link here); Commission Delegated Regulation (EU) 2017/566 of 18… [read post]
9 Aug 2010, 5:00 pm
In 2006, Bookout filed a complaint against five defendants who he alleged had contributed to the flooding: San Luis Obispo County, Caltrans, the Oceano Community Services District, the Pismo Oceano Vegetable Exchange, and the Union Pacific Railroad. [read post]
12 Oct 2008, 11:37 am
Ronald Reagan famously said that the Soviet Union was the evil empire. [read post]
20 Mar 2009, 7:22 am
You would think the following text message exchange is right out of a Sex In The City episode. [read post]
25 May 2012, 11:10 pm
I think the only folks still talking about a significant revaluation are Chuck Schumer, U.S. labor unions and Fred Bergsten. [read post]
4 Sep 2018, 2:48 pm
At least one jailhouse informant had drug charges dropped in exchange for passing on information. [read post]
26 Oct 2010, 11:23 am
The proposed Directive would impose regulatory standards for all alternative investment funds within its scope and enhance the transparency of the activities of the funds towards investors and public authoritiesArticle 35 of the new draft legislation sets forth conditions for an EU hedge fund manager with an EU passport to market shares in a US hedge fund to professional investors in the European Union. [read post]
3 Apr 2017, 2:29 pm
The Delegated Regulations are: Commission Delegated Regulation (EU) 2017/565 of April 25, 2016, supplementing MiFID II with regard to organizational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive; Commission Delegated Regulation (EU) 2017/566 of May 18, 2016, supplementing MiFID II with regard to regulatory technical standards (“RTS“) for the ratio of unexecuted orders to transactions in order to prevent… [read post]
24 Aug 2017, 9:30 pm
Securities and Exchange Commission to discuss Spotify’s proposal to forego an initial public offering (IPO) and instead “list directly on the New York Stock Exchange,” which would be the first time a company has done so on the New York Stock Exchange. [read post]
