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24 Dec 2019, 7:19 am by Silver Law Group
Morgan Securities LLC   World Financial Group   Williams, Minjoe   Wells Fargo Clearing Services, LLC   National Securities Corporation   Wright, Tiana   Northwestern Mutual Investment Services LLC FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers. [read post]
23 Dec 2019, 10:40 am by John Rich
Employers are encouraged to consult with their retirement plan advisors to discuss how the SECURE Act will impact them. [read post]
23 Dec 2019, 5:32 am by Chris Jones
The House Financial Services Committee approved an amended version of the bill on Dec. 10. [read post]
23 Dec 2019, 5:32 am by Chris Jones
The House Financial Services Committee approved an amended version of the bill on Dec. 10. [read post]
20 Dec 2019, 8:49 am by Amy Howe
On the same day, the court declined to take up a challenge to the Trump administration’s ban on military service by most transgender individuals. [read post]
20 Dec 2019, 2:00 am by Tammy Binford, Contributing Editor
The post Watch Out for the Effects of Holiday Stress on a Diverse Workforce appeared first on HR Daily Advisor. [read post]
20 Dec 2019, 2:00 am by Tammy Binford, Contributing Editor
The post Watch Out for the Effects of Holiday Stress on a Diverse Workforce appeared first on HR Daily Advisor. [read post]
19 Dec 2019, 2:51 pm by InvestorLawyers
  Cornide has reportedly been employed by UBS Financial Services since 2005, and works out of the firm’s Coral Gables, Florida office. [read post]
19 Dec 2019, 3:53 am by Kellie McTammany
Retain a trusted accountant, banker, or financial advisor who can tailor your individual financial needs into an easy to follow set of steps and apply them. [read post]
18 Dec 2019, 8:42 am by Lindsay Griffiths
Working together with other advisors, we help clients develop comprehensive business and tax plans , identifying the most effective solutions to meet financial goals. [read post]
18 Dec 2019, 5:57 am by Staff Attorney
  From April 2011 until March 2014 Westenbarger was associated with American Portfolios Financial Services, Inc. [read post]
17 Dec 2019, 8:40 pm by Cynthia Marcotte Stamer
Stamer’s work throughout her 30 plus year career has focused heavily on working with health care and managed care, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and… [read post]
17 Dec 2019, 1:47 pm by Staff Attorney
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Charles Kerker (Kerker), formerly employed by Next Financial Group, Inc. [read post]
17 Dec 2019, 1:46 pm by Staff Attorney
  From October 2009 until November 2016 Burns was registered with VSR Financial Services, Inc. [read post]
17 Dec 2019, 9:44 am by Enterprise Consultants Group
Rul. 2019-24, offers further guidance for investors and California tax advisors alike. [read post]
16 Dec 2019, 3:59 pm by Cynthia Marcotte Stamer
Stamer’s work throughout her 30 plus year career has focused heavily on working with health care and managed care, health and other employee benefit plan, insurance and financial services and other public and private organizations and their technology, data, and other service providers and advisors domestically and internationally with legal and operational compliance and risk management, performance and workforce management, regulatory and public policy and… [read post]
16 Dec 2019, 3:13 pm by Cynthia Marcotte Stamer
  TX HHSC now administers and provides the services previously provided by DADS as part of its broader operation of state supported living centers; provision of mental health and substance use services; regulation of child care and nursing facilities; and administration of hundreds of other programs for people needing supplemental nutrition benefits, Medicaid and certain other assistance including those previously provided by DADS. [read post]