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4 Aug 2011, 1:57 am
Senate Committee on Banking, Housing and Urban Affairs convened to consider the nomination of Roy Woodall, former Commissioner of the Kentucky Insurance Department, to serve a six-year term as a voting member of the Financial Stability Oversight Council (“FSOC”). [read post]
23 Aug 2016, 4:51 pm
Yet new financial regulations arising from the Dodd-Frank Act that were intended to stabilize the banking industry after the 2008 financial crisis may be unintentionally limiting small businesses’ access to credit. [read post]
31 Jan 2012, 6:10 am
[via Bryan Cave Presents In-House Counsel CLE Institute | Bank Bryan Cave.]Like this post? [read post]
25 Sep 2012, 10:03 am
Under the False Claims Act and the Dodd-Frank law, whistleblowers who file “qui tam” cases or file claims with the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) not only receive monetary rewards if there is a recovery but also job protection. [read post]
27 Jan 2011, 6:32 am
On January 18, 2011, the Financial Stability Oversight Council (“FSOC”) issued its long-awaited report on a key provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act known as the “Volcker Rule,” which generally prohibits banking entities from engaging in proprietary trading and from investing in or sponsoring hedge funds and private equity funds. [1] The Act required that the FSOC conduct a study on how the Volcker Rule could best be… [read post]
19 Jan 2011, 12:28 pm
"“The GAO concluded that a new layer of regulation is not needed for financial planners, since they are already subject to regulation by state securities, insurance or banking regulators. [read post]
11 Sep 2018, 6:45 am
At that time, the agencies were charged with a difficult task: implementing a provision of the Dodd-Frank Act that was hastily and broadly drafted, despite its changing fundamentally the way that large banking organizations operate by preventing them from engaging in proprietary trading or investing in hedge funds and private equity funds (called “covered funds” in the final rule). [read post]
1 Apr 2010, 1:59 pm
In addition, Banyon’s Chief Financial Officer, Frank Preve, was convicted of felony bank embezzlement in the 1980’s. [read post]
27 Mar 2015, 6:55 pm
Banking industry trade groups don’t keep track of compliance costs for their members and the bigger consulting firms with Volcker compliance practices declined to give specifics when asked for figures of how lucrative those practices are. [read post]
16 Sep 2010, 4:58 am
The funding was made available through the Dodd-Frank Wall Street Reform and Consumer Protection Act that was passed by Congress and signed into law by President Obama earlier this summer. [read post]
28 Jun 2016, 6:43 am
.: National Developments and International Standards) describes the historical development of banking and securities regulation and supervision in the United States up to and including the Dodd-Frank Act. [read post]
29 Jun 2010, 4:35 pm
Chairman Frank said that, after discussions with FDIC Chair Shelia Bair, that the increased assessment would be weighted towards financial institutions with higher leverage that pose a higher risk to financial stability. [read post]
3 Jul 2012, 9:34 am
The firm has lobbied on matters that include jobs legislation and the implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
12 Dec 2011, 5:42 am
Frank J. on anti-intellectualism. [read post]
9 Jan 2011, 7:55 pm
For the TARPers, the need for capital to pay off TARP (especially as the 5-year deadline approaches where the dividend rate on the preferred stock will rise substantially) and the difficulty of raising it will add to the pressure that faces every community bank as the full weight of the brave new regulatory world post Dodd-Frank manifest itself as a python that wraps around and squeezes the life out of small banks throughout the country. [read post]
22 Apr 2016, 6:06 am
Eitel, Sullivan & Cromwell LLP, on Sunday, April 17, 2016 Tags: Banks, Blockchain, CFPB, Consumer protection, Cybersecurity, Financial institutions, Financial Regulation, Financial Technology, Innovation, No-action letters, OCC, Oversight, Risk management, Tech companies Rationalizing the Dodd-Frank Clawback Posted by Jesse Fried, Harvard Law School, on Monday, April 18, 2016 Tags: Accounting, Clawbacks, Compensation disclosure, Compensation regulation, Dodd-Frank… [read post]
12 Jul 2016, 4:53 pm
They can access your bank account and use it. [read post]
12 Jul 2016, 4:53 pm
They can access your bank account and use it. [read post]
12 Jul 2016, 4:53 pm
They can access your bank account and use it. [read post]
9 Jun 2022, 1:29 pm
Representatives Frank Pallone, Cathy McMorris Rodgers, and Senator Roger Wicker released a “discussion draft” of a federal data privacy bill entitled the “American Data Privacy and Protection Act” (the “Draft Bill”), which would impact the data privacy and cybersecurity practices of virtually every business and not-for-profit organization in the United States. [read post]
