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13 Aug 2008, 10:46 pm
We had a blast in section 222, with contingents from Thomson/Reuters/West, Kroll, Merrill, the EDD consultants gang, Teri "Jersey Girl" McCarron and her entourage, Amy Juers' Edge Legal Marketing crew, Dorsey, Parsinen Kaplan, et al. [read post]
24 Jul 2007, 3:06 am
The lenders argued that their claims were based on the developer's misrepresentations relating to their loans, not to SLUSA "covered securities," but the court says the state suit is barred under Merrill Lynch, Pierce, Fenner & Smith Inc. v. [read post]
8 Sep 2008, 1:10 pm
The subpoenas were issued roughly a month after Attorney General Cuomo's office indicated that it would step-up its probe of auction rate securities marketed, sold and/or issued by Bank of America (along with numerous other financial institutions) and a few weeks after UBS agreed to settle a lawsuit filed by the New York Attorney General's office concerning the same.In recent months, Morgan Stanley & Company, Merrill Lynch and UBS have entered into settlements… [read post]
15 Jan 2008, 7:02 am
Bloomberg's Philip Boroff has the latest on the Salander bankruptcy proceedings, including the following:"Salander and his wife owe about $17 million to First Republic Bank, a unit of Merrill Lynch & Co., secured by the 82nd Street town house, according to their bankruptcy filing. [read post]
18 Jan 2019, 2:07 pm
The new deals Wells Fargo is offering resemble those that wirehouses such as Merrill Lynch, Morgan Stanley, and UBS used to make, during the peak of recruiting frenzies. [read post]
23 Apr 2021, 6:05 am
Cambridge Investment Research, Merrill Lynch, and other brokerage firms sold a mutual fund called the LJM Preservation and Growth fund to their customers. [read post]
28 May 2009, 3:57 pm
" Indeed, she has written a number of securities law opinions, including the lower court opinion in Merrill Lynch v. [read post]
17 Feb 2012, 6:28 am
Liu Erh-Fei, China Country Executive with Bank of America Merrill Lynch, Augusto Lopez-Claros, Director of Global Indicators and Analysis with the World Bank, and Edward Ryan, Executive Vice President and General Counsel Marriott International, Inc. [read post]
5 Oct 2009, 9:55 pm
To add more to the confusion, the same appellate district that decided O'Neil issued another opinion a week later in MERRILL v. [read post]
23 Oct 2008, 3:37 am
Merrill, firms are obligated to consider all share classes and pricing features that would most benefit a customerâ€â [read post]
4 Oct 2011, 5:35 pm
Columbia Thomas Merrill (Columbia Law) ETH Zurich Christopher Yoo (Penn Law) presents “Modularity Theory, Lawyering, and Internet Policy. [read post]
21 Aug 2008, 1:29 pm
Morgan Stanley also agreed to reimburse $1.5 million in investment monies to the city of New Bedford and the town of Hopkinton.The Massachusetts Attorney General’s office has recently entered into similar settlements with Merrill Lynch ($13.7 million) and UBS ($37 million).For a copy of the Attorney General’s press release announcing the settlement, please click here. [read post]
19 Sep 2009, 6:00 am
Cuomo's office apparently issued a new round of subpoenas, continuing the investigation into the Bank's knowledge of Merrill's hemorrhaging losses. [read post]
18 Dec 2009, 5:35 am
For example, Bank of America could not own Merrill Lynch as it now does if the Act were in force. [read post]
26 Jan 2011, 7:06 am
Category: Recent Decisions;Contract Law Opinions Body: Below are yesterday's contract law Appellate Court opinions: AC30972 - Merrill v. [read post]
26 Apr 2018, 6:28 am
Marcus Duane Parker, according to online, FINRA records, was previously registered with Dean Witter Reynolds, Thomson McKinnon Securities, Prudential Securities, Painewebber, Salomon Smith Barney, Merrill Lynch in Santa Fe, New Mexico from September 2001 until September 2008, and Wells Fargo in Santa Fe from September 2008 until December 2017. [read post]
17 Apr 2008, 6:41 pm
His office subpoenaed 18 institutions this week, including Wall Street powerhouses UBS, Citi, Merrill and more. [read post]
5 Nov 2009, 8:05 am
Corporate Counsel is reporting this morning that in middle of the Merrill acquisition and merger, Brian Moynihan served as an interim General Counsel for BofA for a whole 37 days. [read post]
6 Jan 2015, 10:24 am
Cory Booker” by Everett Merrill in the Daily Record. [read post]
10 Sep 2008, 9:05 pm
Several financial institutions, including Merrill Lynch, Credit Suisse First Boston and Barclays Bank, have not yet entered a settlement and remain defendants in the case. [read post]
