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28 Apr 2009, 7:14 am
Weekly D826aContracts -- Stock purchase agreement -- Arbitration -- Action against guarantors of promissory notes given in connection with stock purchase agreement was not subject to arbitration provision in stock purchase agreement -- Arbitration provision in agreement applies only to indemnification claims, and suit to enforce unconditional guarantee was not a claim for indemnity -- Arbitration clause applies to claims for indemnification caused by purchaser's… [read post]
28 Apr 2009, 6:32 am
Senator Charles Schumer of New York plans to introduce soon. [read post]
28 Apr 2009, 6:15 am
(Editor's Note: This article appeared recently in the New York Law Journal.) [read post]
26 Apr 2009, 6:17 am
New York Stock Exchange, ___ NY3d ___ (2009)(where plaintiff was required to hold one end of a rope, acting as a counterweight while an object was lowered, and was pulled up into the make-shift hoist, injuring his hands, Labor Law 240(1) was applicable because "a pulley or hoist should have been used... [read post]
23 Apr 2009, 12:51 pm
Each branch office manager must pass a proficiency exam called the Series 30 exam unless the branch office manager is sponsored by a registered broker-dealer and is qualified to act as a branch office manager under the rules of either the New York Stock Exchange or the Financial Industry Regulatory Authority. [read post]
23 Apr 2009, 4:20 am
According to New York University Professor Nouriel Roubini, the Anglo-Saxon model of supervision and regulation of the financial system has failed - the same may be true for numerous corporations.[3] Professor Roubini remarks, “Indeed, it seems that for approximately nine years, the U.S. [read post]
22 Apr 2009, 11:00 am
The proposed amendments (PDF File Information) have been submitted to the Department of State and are scheduled for publication in the New York State Register in the next few weeks. [read post]
MLM Scheme, Mannatech, Pays Millions to Victims for Making False Claims of Cures and Health Benefits
21 Apr 2009, 3:31 pm
News from Pyramid Scheme Alert: Mannatech, a long time MLM company, member of the Direct Selling Association and publicly traded on the New York Stock Exchange, has agreed to pay millions of dollars to consumers who were deceived by its false health claims about its products. [read post]
21 Apr 2009, 4:00 am
For purposes of this Bylaw, “independent” has the meaning set forth in the New York Stock Exchange (“NYSE”) listing standards, unless the Corporation’s common stock ceases to be listed on the NYSE and is listed on another exchange, in which case such exchange’s definition of independence shall apply. [read post]
20 Apr 2009, 3:27 am
The majority touted the importance of allowing parties to bargain contractually for exchanges of rights and responsibilities, and it noted that courts should generally not interfere in this process. [read post]
16 Apr 2009, 1:44 pm
He has implanted spyware in emails to track critics of Byrne.Judd Bagley once ran a an anonymous blog called antisocialmedia.net with Patrick Byrne's full knowledge and support (despite Byrne's public denials) until New York Post reporter Roddy Boyd exposed the charade. [read post]
12 Apr 2009, 8:11 am
This is from the New York Post by way of Paul Caron: Alexis Stewart’s lawsuit says she sought Mirras’s help in 2002, when she redeemed her interest in the “Martha Stewart Family Limited Partnership” in exchange for shares in her mom’s company, Martha Stewart Omnimedia. [read post]
9 Apr 2009, 4:23 pm
Attorney's Office for the Eastern District of New York for their assistance. [read post]
9 Apr 2009, 5:18 am
Finally, the court rejected plaintiffs’ claim that defendants are liable because stock market analysts recommended Authentidate’s stock as a “strong buy. [read post]
5 Apr 2009, 1:26 pm
Attorney’s office in the Eastern District of New York announced the criminal indictment of the two former portfolio managers.[14] In September 2008, the SEC filed civil charges against two brokers in connection with purchases for customers of more than $1 billion in auction rate securities. [read post]
3 Apr 2009, 12:54 pm
The Case: - The bride, who was summa at Syracuse, is an account manager for the New York Stock Exchange. [read post]
3 Apr 2009, 8:55 am
Corporate groups, such as the Business Roundtable and the Society of Corporate Secretaries & Governance Professionals, also assert that the New York Stock Exchange's rule change could disenfranchise retail investors and make it more difficult for smaller companies to meet quorum requirements. [read post]
31 Mar 2009, 9:02 pm
But when that someone is superstar New York Times columnist Thomas L. [read post]
31 Mar 2009, 7:11 pm
By New York State Insurance Superintendent Eric Dinallo Published March 30, 2009 on the Financial Times (UK) Many compare this financial crisis to the stock market crash of 1929, but it is closer to the credit freeze and bank panic of 1907. [read post]
31 Mar 2009, 4:03 am
Shareholders of Perrigo Company recently filed suit in the United States District Court for the Southern District of New York against Perrigo, a pharmaceutical manufacturer and distributor and seven of its directors and officers, alleging violations of Section 10(b) and Rule 10b-5 of the 1934 Securities Exchange Act. [read post]
